National Animal ID System (NAIS)
Tuesday, June 6, 2006
By Mary Zanoni, Ph.D. (Cornell), J.D. (Yale),
Executive Director of Farm for Life™
Comments on NAIS "Draft Program Standards" and "Draft Strategic Plan"
I have carefully examined the Draft Program Standards (Standards) and Draft
Strategic Plan (Plan) issued by the USDA (the Department) on April 25, 2005,
in furtherance of the Department's proposed National Animal Identification
System (NAIS). Many aspects of the Standards and Plan appear to create
insurmountable legal, fiscal, and logistical problems. The comments below
address five categories of problems:
- Constitutional infirmities of the proposed program;
- An enormous economic cost to animal owners, the States, the Department, and, ultimately, to American taxpayers and consumers for a program likely to be ineffectual;
- Weaknesses in the stated rationales for the program;
- A lack of consideration of alternative, far cheaper and more easily administered measures which would more effectively protect animal health and food security; and
- A lack of notice and an opportunity to be heard for medium-scale, small-scale, and home farmers, and for other citizens owning livestock solely for their own use or pleasure, in the Department's process thus far.
1. The Standards and Plan Violate Many Provisions of the Constitution.
First Amendment Violations - Many Christians (as well as persons of
other religious beliefs) cannot comply with the Department's proposed program because
it violates their First Amendment right to free exercise. For example, the Old Order
Amish believe they are prohibited from registering their farms or animals in the
proposed program due to, inter alia, Scriptural prohibitions.
The way of life of these devout Christians requires them to use horses for transportation,
support themselves by simple methods of dairy farming (most ship milk to cheese producers,
since their faith prohibits the use of the technologies required for modern fluid milk
production), and raise animals for the family's own food.
The proposed NAIS would place the Amish and other people of faith in an untenable position
of violating one or another requirement of their most important beliefs. Further, it is not
unlikely that enactment of the NAIS as presently proposed would force the Amish and other
devout people to seek migration to another nation. It would greatly injure the status of
our country among the community of nations if the Department's actions were to result in
the forced migration of such simple, devout, and peaceful people.
Fourth Amendment Violations - The Department proposes surveillance of
every property where even a single animal of any livestock species is kept; and to require,
at a minimum, the radio-frequency identification tagging of every animal.
(Standards, pp. 3-4, 6, 17-18.)
Perhaps the Department had in mind as its model large commercial facilities where
thousands, or in many cases tens of thousands, of animals are housed or processed.
However, aside from large livestock businesses, there are also tens of millions of
individual American citizens who own a pet horse, keep a half-dozen laying hens, or
raise one steer, pig, or lamb for their own food.
In these instances, the "premises" that the Department plans to subject to
GPS satellite surveillance (Standards, p. 10) and distance
radio-frequency reading (Standards, p. 27) are the homes of
these tens of millions of citizens. The government is not permitted to use sense-enhancing
technologies to invade the privacy of citizens' homes.
Kyllo v. United States, 533 U.S. 27 (2001).
The sanctity of the home is entitled to privacy protection in circumstances where
an industrial complex is not.
See Dow Chemical v. United States, 476 U.S. 227, 238 (1986).
Therefore, the Department should abandon its present proposals, insofar as they entail
enormously intrusive surveillance against unsuspecting innocent citizens who have done
nothing more than to own an animal (a common form of personal property under the American
system of law).
Fifth and Fourteenth Amendment Violations - The proposed NAIS is the
first attempt by the federal government at forced registration in a huge, permanent
federal database of individual citizens' real property (the homes and farms where
animals are kept) and personal property (the animals themselves).
(Standards, pp. 8-13;
Plan, pp. 8, 12-13)
Indeed, the only general systems of permanent registration of personal property in
the United States are systems administered by the individual states for two items
that are highly dangerous if misused: motor vehicles and guns. It is difficult to
imagine any acceptable basis for the Department to subject the owner of a chicken
to more intrusive surveillance than the owner of a gun.
For example, whereas the owner of a long gun generally can take the gun and go hunting
beyond the confines of his or her own property without notifying the government, the
Department proposes that the chicken owner, under pain of unspecified "enforcement,"
must report within 24 hours any instance of a chicken leaving or returning to the
registered property.
(Standards, pp. 13, 18-19, 21; Plan, p. 17.)
Even more important than the trammeling of basic property rights under the program
is the insult to fundamental human rights, which must remain free from government
interference.
Surely it is overreaching for the Department to propose, as it has, the constant
surveillance of one's home and animals when the citizen is only attempting to raise
food for the household or for a limited local area, and there is no intention of
distributing the food on a wider scale.
The foregoing numerous constitutional infirmities are bound to enmesh the Department
and state governments in extremely costly litigation for years to come. Therefore,
please reconsider the Department's plans to institute a program so at odds with
fundamental American values.
2. Practical and Cost Impediments to Enforcement.
As discussed more fully below (see no. 5, Lack of Notice), most owners of a small
number of livestock are not even aware of the USDA's proposals at present
(see, e.g.,
"Helping to Head Off A Livestock I.D. Crisis,"
Lancaster Farming, May 28, 2005, p. A38, discussing difficulties of
informing all farmers of the NAIS requirements).
The Department does not plan to issue "alerts" to inform livestock
owners of the requirements until April 2007, only eight months prior to the date
when it will be mandatory to submit the GPS coordinates of one's home and the RFID
of one's animal to the USDA database. The final rule governing mandatory home and
animal surveillance will not be published until "fall 2007"
(Plan, p. 10),
leaving only a couple of months, at best, for notification and compliance
before January 2008.
The citizens apt to own small numbers of livestock are rural dwellers who have chosen
their way of life partly as a means of escaping excessive corporate and government
bureaucracy. These factors suggest the likelihood of a noncompliance problem of
heroic proportions.
In addition, the proposals call for an animal owner to report, within 24 hours,
any missing animal, any missing tag, the sale of an animal, the death of an animal,
the slaughter of an animal, the purchase of an animal, the movement of an animal
off the farm or homestead, the movement of an animal onto the farm or homestead.
(Standards, pp. 13, 18-19, 21.)
The Department plans to demand the following actions by all animal owners according
to the stated timeline:
- January 2008: All premises registered with enforcement (regardless of livestock movements).
- January 2008: Animal identification required with enforcement.
- January 2009: Enforcement for the reporting of animal movements." (Plan, p. 17; emphasis added.)
Moreover, the NAIS will "prohibit any person" from removing an I.D. device,
causing the removal of an I.D. device, applying a second I.D. device, altering an I.D.
device to change its number, altering an I.D. device to make its number unreadable,
selling or providing an unauthorized I.D. device, and "manufacturing, selling,
or providing an identification device that so closely resembles an approved device
that it is likely to be mistaken for official identification."
(Standards, p. 7.)
Thousands of enforcement agents would have to be employed to find the potentially
tens of millions of unregistered premises and violations of the animal identification
and animal tracking requirements. Indeed, beyond the expense, the specter of these
government agents entering onto citizens' property to find possible unregistered homes
and animals brings to mind the actions of a frightening police state, not the actions
of a government agency whose mission should be to assist rural people, not to hunt them
down.
The proposed NAIS makes clear that animal owners will have to pay the costs of
registration and surveillance of their homes, farms, and livestock. ("[T]here
will be costs to producers, private funding will be required..."
(Plan, p. 11)
"Producers will identify their animals and provide necessary records to
the databases... All groups will need to provide labor..."
(Plan, p. 14.)
In fact, the financial and labor requirements for animal owners would be huge.
Livestock owners, even the owner of one pet horse who takes rides off the
property, would have to invest in RFID reading devices and software to report
information. The Standards and Plan do not enlighten us about the amount of
these costs.
Many rural people do not have (and do not want) computers at home and even those
who have them often cannot get high-speed connections. Even if some system of
written or manual reporting were allowed as an alternative, this would only
greatly increase the labor required for citizens who elected it. Indeed, with
or without access to technology, the labor requirement would be huge.
Consider a small-to-moderate size dairy, milking 160 head. A total of about
150 cattle (75 bull calves, 50 cull cows, and 25 excess heifers) would leave
such a farm each year. The farmer would be required to report each tagging of
an animal and each event of an animal shipped off the farm (300 reportable
events).
Plus let's assume that the farmer has 50 growing heifers outside
during pasture season, and, as heifers are prone to do, they breach the fence
and go off into the neighbor's fields twice during the season, and the farmer
has to herd them back. This results in an additional 250 reportable events -
50 instances of heifers having to be tagged (strictly speaking, the rules
would require tagging before they leave the farm --
(Plan, p. 8) -- one hopes the enforcement agents might
overlook the technical violation of the farmer perhaps not being able to tag
them until they are herded back), plus 100 instances of individual heifers
leaving the farm, and 100 instances of individual heifers returning to the farm.
The farmer now has at least 550 total reportable events, or an average of over
1.5 times per day, 365 days per year, that the farmer must interrupt his or her
other work and submit data on premises identification, animal identification,
and an event code to the USDA's database. Further, the animals shipped from
this farm would generate at least an additional 600 reportable events per year
for other stakeholders (i.e., 75 bull calves into and out of the auction house,
then onto a veal farm, off the veal farm, and to a slaughter facility (375 events);
50 cull cows into and out of the auction house, then to a slaughter facility
(150 events); and 25 heifers into and out of the auction house, then onto new
farms (75 events).
Thus, only one modest-sized farm would generate well over a thousand events per
year requiring recordkeeping and reporting.
Indeed, the only economic advantage of the NAIS is an advantage to the corporations
that manufacture high-tech tags, ID equipment, and the vast amount of hardware and
software required for the system. This "advantage" is totally outweighed
by the economic costs to both large and small segments of the livestock industry
and the social and civil-rights costs to small producers, home farmers, and
non-farming animal owners. The Department's mission should be to protect and foster
agriculture, not to protect and foster manufacturers of tagging and computing equipment.
3. Infirmities in Supposed Justifications.
The primary justifications given by the Department for the NAIS are animal health
issues, specifically, foot-and-mouth disease (FMD) and bovine spongiform encephalopathy
(BSE). (Plan, p. 1.)
There has been no FMD in the United States for over 70 years and the possibility of
its reintroduction is speculative. Of course, FMD is a viral disease exclusively of
cloven-hoofed animals and does not infect humans. Moreover, FMD is primarily an
economic disease. Animals may become temporarily lame or refuse to eat because of
the lesions caused by the virus, but nearly all animals recover within a few weeks.
Thus, the primary effects are a setback in weight gain for animals produced for meat,
reduced lactation in dairy animals, and restrictions on exports for countries where
FMD is present. NAIS proponents need to carefully consider whether a disease, of no
risk to humans, not present in the United States and only of temporary effect to
animals, can possibly justify a gravely flawed system such as the proposed NAIS.
There have been only two known cases of BSE in the United States. There have been
no cases of humans contracting, while within the United States, the related condition
of variant Creutzfeldt-Jakob disease. The Department has put into place all necessary
safeguards and assures that the American beef supply is safe and that transmission
of BSE prions to humans cannot now occur in the United States. After the banning of
meat and bone meal from ruminant feeds in 1997, any possible instances of BSE would
now occur only in relatively old cattle.
Obviously, the number of such cattle diminishes yearly and even assuming the longest
potential lifespan of cattle; any slight possibility of BSE in the U.S. cattle herd
will disappear in about 12 to 15 years. Thus, BSE is a very low-incidence, self-limiting,
rapidly disappearing disease in the United States. BSE has not resulted in transmission
of a single case of human disease in the United States. BSE is, rather than a health
threat, primarily an economic problem affecting exports and imports of cattle and beef.
It is apparent that the Department's position that sufficient controls are in place is
correct. Thus, as with FMD, BSE cannot justify the creation of a huge, permanent,
expensive, and intrusive NAIS.
A further asserted justification is the risk of "an intentional introduction of
an animal disease." (Plan, p. 7.) Far from
preventing deliberate interference with the livestock industry or food supply, the proposed
plan creates numerous new opportunities for mayhem. The Department's own proposals suggest
that the counterfeiting and theft of tags will quickly become a problem.
(Standards, p. 7.)
Application of counterfeit tags could easily mask the introduction of a sick animal
into a facility containing thousands or tens of thousands of other animals. Consider
also the scenario in which someone brings a sick animal to a slaughter facility and
falsely reports its farm of origin as a large operation with tens of thousands of
animals in production. The resulting baseless scare has the potential to create a
huge disruption of food supplies and the profitability of animal agriculture, regardless
of whether the hoax might ultimately be discovered.
4. Lack of Consideration of Alternate Methods.
As discussed above, the NAIS is a violation of civil rights, extremely expensive and
burdensome, likely to be ineffective, and not justified by human health, animal health,
or food safety considerations. Given these numerous and probably insurmountable flaws,
the Department should carefully consider alternative methods that would be much more
successful in accomplishing the stated objectives.
The security of America's food supply and the resilience of livestock in the face of
diseases are best served by the decentralization and dispersal of food production and
processing, and of the breeding and maintaining of livestock. If more citizens could
depend on food raised and processed within, say, 100 miles of their homes, the danger
of large-scale disruptions would be minimized, the costs of transport would be less
affected by volatile fuel prices, and any food-borne diseases that might occur would
be contained by the natural geographic limits of the system.
Similarly, if animals, such as cattle, for example, are kept in small herds of, say,
ten to a hundred animals, infectious diseases will have much more difficulty in spreading
beyond a discrete geographical area. In this regard, the NAIS would actually be
counterproductive, since it would tend to drive more small producers and small
processors out of business. Thus, the Department should consider an approach and
programs to support and promote smaller, local herds and local food processing.
Smaller herds would also entail the possibility of many more closed herds than our
agricultural model supports at present. Especially in dairy operations, where
artificial insemination is the norm, only modest government incentives would be
necessary to encourage small and medium sized producers to maintain closed herds.
In the case of beef cattle, and of other species not commonly using AI, a state-level
program requiring vet checks and recordkeeping for new animals introduced to herds
would be obviously far simpler, as well as more effective, than the proposed NAIS.
Another contribution the Department could make to food safety and animal health at
low cost would be the encouragement of integrated producer/processor operations.
Despite economic and marketing forces that are stacked against them, many small
producers throughout the United States still process and market their own dairy
products, or raise meat that is processed on site or at small local slaughterhouses
and distributed directly to consumers or to local retail outlets.
Consumers love not only the high quality of such products, but also the assurance
that comes from actually knowing the farmers who, for example, finish their steers
on grass and have the butchering done at a local small business. Very modest programs
of financial incentives and encouragements to the streamlining of federal and state
permitting procedures would help this hopeful segment of our nation's agriculture to
flourish.
Many recent developments in the agricultural sciences have demonstrated time and
again that the least-cost and least intrusive method is the most effective and
protective of health. For example, leading-edge research now rejects the routine
deworming of all cattle and sheep, in favor of eliminating parasite-susceptible
individuals as breeding stock. The once-heralded approach of routine deworming,
it turns out, only resulted in resistant super-parasites and perpetuation in the
gene pool of animal families naturally subject to the largest infestations.
Similarly, in recent years our thinking has done an about-face on the subject of
routine use of antibiotics in the feed of beef steers and dairy heifers, and in
udder infusions for dry dairy cows who exhibit no clinical mastitis. Once heralded
as a means of increasing weight gain and providing extra insurance against fresh-cow
mastitis, those routine uses of antibiotics in healthy animals are now rejected
because they are known to produce resistant super-bacteria that may cause not only
animal infections, but human infections.
Unfortunately, it takes years for knowledge gained in the latest research to reach
the farmer, and the inappropriate overuse of anthelmintics and antibiotics is still
very common. Thus, another low-cost and simple initiative the Department could
undertake would be an intensive educational initiative to end the inappropriate use
of drugs in animal agriculture.
The foregoing are just a few of the many possible more effective animal-health and
food-safety initiatives to which the Department could devote its finite resources.
It is appropriate for the Department to study fully these alternatives before
concluding that a bloated NAIS bureaucracy is our only alternative.
5. Lack of Notice and an Opportunity to be Heard for Small Farmers and Animal Owners.
The original impetus for a nationwide animal I.D. program came from a private
membership group, the National Institute for Animal Agriculture (NIAA).
(Plan, pp. 1, 4.) The
members of the NIAA include such well-known industry entities as Cargill Meat Solutions,
Monsanto Company, Schering-Plough, and the National Pork Producers Council.
Further, of those NIAA members listed as
"National Associations and Commercial Organizations,"
nearly 25% appear to be manufacturers and marketers of identification technology systems.
In April 2002, the NIAA "initiated meetings that led to the development of"
the NAIS. (Plan, p. 1.) The
NIAA "established a task force to provide leadership in creating an animal
identification plan." (Plan, p. 4.) The NIAA
already had been promoting animal I.D. for months before the Department, through APHIS,
became involved in the effort. Moreover, the Department says that "[t]he development
of [the Draft Program Standards] was facilitated by significant industry feedback."
(Standards, p. 1.)
Essentially, a private group has dominated animal I.D. thinking and has dictated
the NAIS plan now being proposed by the Department.
Moreover, the Department asserts a "broad support for NAIS"
(Plan, p. 1) when
there is no such support. The Department says that it conducted "listening
sessions" for six months (June-November 2004) on NAIS. However, only 60
comments were apparently made during these six months of sessions. If the
Department had made a truly widespread attempt to determine citizens' views
on animal I.D., surely it would have received far more than 60 comments on an
issue that affects tens of millions of Americans.
The Department relies upon the NIAA's survey of itself as supposed evidence of
public support. (Plan, p. 7.) The
Department quotes responses from the survey and cites the
National Institute for Animal Agriculture
as its source. However, when one visits that page, one finds a statement by
the NIAA that the survey is not scientific, that the survey's results are
intended for use by NIAA members only, and that any reproduction of the survey
is prohibited.
Thus, the Department is presenting as "evidence" a private, unscientific
report that the public is forbidden to quote in opposition. To correct this gross
violation of normal agency procedure, the Department must immediately publish this
entire NIAA survey in the docket and issue a press release specifying that the
public is permitted to use the survey freely in studying the relationship of
the NIAA to the genesis of the NAIS. This is not only a spurious example of
"public support" but also an affirmatively misleading rationale for
a mandatory NAIS. It tells us nothing about truly public support to say that the
NIAA, an organization of the largest livestock businesses and manufacturers of
identification equipment, considers mandatory I.D. to be good for its own private
interests.
One further troubling instance of the failure to consider the needs of the larger
public deserves mention. The NIAA lists as public institutional members some state
departments of agriculture and animal health commissions. These include
representatives of several states with significant populations of members of plain
faiths, e.g., Pennsylvania, New York, Ohio, Indiana, Michigan, Wisconsin, Missouri,
Iowa. Yet it appears no consideration whatsoever was given to the fact that the
NAIS as proposed would violate the right of these citizens to practice their
religion without government hindrance.
Thus, the NAIS is not the result of any true consensus or concern for the welfare
of the citizenry as a whole. Rather, the NAIS is the predictable result of allowing
a small coterie of financially interested "stakeholders" to create the
agenda for animal identification.
Conclusion
The NAIS proposals as embodied in the Standards and Plan are unworkable because of
economic costs, the huge burdens of reporting, and enormous and needless complexity.
Their justifications based on animal diseases and food safety would not be served
but in fact would be harmed by the NAIS. The Department has failed to consider
numerous alternative methods that might actually further animal health and food
security without the vast problems of the proposed NAIS. The Department has limited
any input on the NAIS chiefly to a small group of parties with a preexisting bias
toward mandatory animal ID; the Department did not make its plans known to small
farming interest groups and did not seek any input from such groups. Last, and
first, the most fatal flaw of the proposed NAIS is its disregard for fundamental
human rights enshrined in our Constitution: the right to religious freedom, the
right of property ownership, the right of privacy.
Not since Prohibition has any government agency attempted to enshrine in law a system,
which so thoroughly stigmatizes and burdens common, everyday behavior and is so
certain to meet with huge resistance from the citizens it unjustly targets.
Therefore, the Department should:
- withdraw the present Standards and Plan as failing to embody a fair or workable system;
- reconsider whether, particularly in light of the present effective measures against BSE, any animal I.D. scheme is warranted at present;
- consider implementing the low cost and easily undertaken measures that would more effectively protect animal health, human health, and the food supply;
- review its procedures for development of programs such as NAIS to correct the limitation of input to self-selected groups and the failure to notify the vast majority of affected parties; and
- institute procedures to assure that, in the future, proposed programs will not be permitted to threaten the constitutional rights of citizens.
Very truly yours,
Mary-Louise Zanoni
Mary Zanoni, Ph.D. (Cornell), J.D. (Yale),
Executive Director of Farm for Life™
P.O. Box 501, Canton, New York 13617
Email: mlz@slic.com
Mary Zanoni practices law in St. Lawrence County, a leading
dairy-producing region of New York State. She serves as the Executive Director
of Farm for Life, a nonprofit group supporting small-scale and sustainable
farmers, and citizens who raise livestock and crops for their own food.
(We refer to this last category as "home farmers.")
Comments on NAIS "Draft Program Standards" and
"Draft Strategic Plan" - June 29, 2005
Agency Docket Number: 05-015-1
Docket ID: APHIS-2005-0044
Regulatory Analysis and Development
PPD
APHIS
Station 3C71
4700 River Road, Unit 118
Riverdale, MD 20737-1238
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