Second Treatise of Government
Chapter 7
John Locke
1690 |


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Sect. 77. GOD having made man such a creature, that in his
own judgment, it was not good for him to be alone, put him under strong obligations of
necessity, convenience, and inclination to drive him into society, as well as
fitted him with understanding and language to continue and enjoy it. The first society
was between man and wife, which gave beginning to that between parents and children; to
which, in time, that between master and servant came to be added: and though all these
might, and commonly did meet together, and make up but one family, wherein the master or
mistress of it had some sort of rule proper to a family; each of these, or all together,
came short of political society, as we shall see, if we consider the different
ends, ties, and bounds of each of these.
Sect. 78. Conjugal society is made by a voluntary
compact between man and woman; and tho' it consist chiefly in such a communion and right
in one another's bodies as is necessary to its chief end, procreation; yet it draws with
it mutual support and assistance, and a communion of interests too, as necessary not only
to unite their care and affection, but also necessary to their common off-spring, who have
a right to be nourished, and maintained by them, till they are able to provide for
themselves.
Sect. 79. For the end of conjunction between male and
female, being not barely procreation, but the continuation of the species; this
conjunction betwixt male and female ought to last, even after procreation, so long as is
necessary to the nourishment and support of the young ones, who are to be sustained even
after procreation, so long as is necessary to the nourishment and support of the young
ones, who are to be sustained by those that got them, till they are able to shift and
provide for themselves. This rule, which the infinite wise maker hath set to the works of
his hands, we find the inferior creatures steadily obey. In those viviparous animals which
feed on grass, the conjunction between male and female lasts no longer than the very act
of copulation; because the teat of the dam being sufficient to nourish the young, till it
be able to feed on grass, the male only begets, but concerns not himself for the female or
young, to whose sustenance he can contribute nothing. But in beasts of prey the conjunction
lasts longer: because the dam not being able well to subsist herself, and nourish her
numerous off-spring by her own prey alone, a more laborious, as well as more dangerous way
of living, than by feeding on grass, the assistance of the male is necessary to the
maintenance of their common family, which cannot subsist till they are able to prey for
themselves, but by the joint care of male and female. The same is to be observed in all
birds, (except some domestic ones, where plenty of food excuses the cock from feeding, and
taking care of the young brood) whose young needing food in the nest, the cock and hen
continue mates, till the young are able to use their wing, and provide for themselves.
Sect. 80. And herein I think lies the chief, if not the
only reason, why the male and female in mankind are tied to a longer conjunction than
other creatures, viz. because the female is capable of conceiving, and de facto
is commonly with child again, and brings forth too a new birth, long before the former is
out of a dependency for support on his parents help, and able to shift for himself, and
has all the assistance is due to him from his parents: whereby the father, who is bound to
take care for those he hath begot, is under an obligation to continue in conjugal society
with the same woman longer than other creatures, whose young being able to subsist of
themselves, before the time of procreation returns again, the conjugal bond dissolves of
itself, and they are at liberty, till Hymen at his usual anniversary season summons
them again to chuse new mates. Wherein one cannot but admire the wisdom of the great
Creator, who having given to man foresight, and an ability to lay up for the future, as
well as to supply the present necessity, hath made it necessary, that society of man
and wife should be more lasting, than of male and female amongst other creatures; that
so their industry might be encouraged, and their interest better united, to make provision
and lay up goods for their common issue, which uncertain mixture, or easy and frequent
solutions of conjugal society would mightily disturb.
Sect. 81. But tho' these are ties upon mankind,
which make the conjugal bonds more firm and lasting in man, than the other species
of animals; yet it would give one reason to enquire, why this compact, where procreation
and education are secured, and inheritance taken care for, may not be made determinable,
either by consent, or at a certain time, or upon certain conditions, as well as any other
voluntary compacts, there being no necessity in the nature of the thing, nor to the ends
of it, that it should always be for life; I mean, to such as are under no restraint of any
positive law, which ordains all such contracts to be perpetual.
Sect. 82. But the husband and wife, though they have but
one common concern, yet having different understandings, will unavoidably sometimes have
different wills too; it therefore being necessary that the last determination, i.e.
the rule, should be placed somewhere; it naturally falls to the man's share, as the abler
and the stronger. But this reaching but to the things of their common interest and
property, leaves the wife in the full and free possession of what by contract is her
peculiar right, and gives the husband no more power over her life than she has over his;
the power of the husband being so far from that of an absolute monarch, that the wife
has in many cases a liberty to separate from him, where natural right, or their
contract allows it; whether that contract be made by themselves in the state of nature, or
by the customs or laws of the country they live in; and the children upon such separation
fall to the father or mother's lot, as such contract does determine.
Sect. 83. For all the ends of marriage being to be
obtained under politic government, as well as in the state of nature, the civil magistrate
cloth not abridge the right or power of either naturally necessary to those ends, viz.
procreation and mutual support and assistance whilst they are together; but only decides
any controversy that may arise between man and wife about them. If it were otherwise, and
that absolute sovereignty and power of life and death naturally belonged to the
husband, and were necessary to the society between man and wife, there could be no
matrimony in any of those countries where the husband is allowed no such absolute
authority. But the ends of matrimony requiring no such power in the husband, the condition
of conjugal society put it not in him, it being not at all necessary to that state.
Conjugal society could subsist and attain its ends without it; nay, community of
goods, and the power over them, mutual assistance and maintenance, and other things
belonging to conjugal society, might be varied and regulated by that contract which
unites man and wife in that society, as far as may consist with procreation and the
bringing up of children till they could shift for themselves; nothing being necessary to
any society, that is not necessary to the ends for which it is made.
Sect. 84. The society betwixt parents and children,
and the distinct rights and powers belonging respectively to them, I have treated of so
largely, in the foregoing chapter, that I shall not here need to say any thing of it. And
I think it is plain, that it is far different from a politic society.
Sect. 85. Master and servant are names as old as
history, but given to those of far different condition; for a freeman makes himself a
servant to another, by selling him, for a certain time, the service he undertakes to do,
in exchange for wages he is to receive: and though this commonly puts him into the family
of his master, and under the ordinary discipline thereof; yet it gives the master but a
temporary power over him, and no greater than what is contained in the contract
between them. But there is another sort of servants, which by a peculiar name we call slaves,
who being captives taken in a just war, are by the right of nature subjected to the
absolute dominion and arbitrary power of their masters. These men having, as I say,
forfeited their lives, and with it their liberties, and lost their estates; and being in
the state of slavery, not capable of any property, cannot in that state be
considered as any part of civil society; the chief end whereof is the preservation
of property.
Sect. 86. Let us therefore consider a master of a
family with all these subordinate relations of wife, children, servants, and slaves,
united under the domestic rule of a family; which, what resemblance soever it may have in
its order, offices, and number too, with a little common-wealth, yet is very far from it,
both in its constitution, power and end: or if it must be thought a monarchy, and the paterfamilias
the absolute monarch in it, absolute monarchy will have but a very shattered and short
power, when it is plain, by what has been said before, that the master of the family
has a very distinct and differently limited power, both as to time and extent, over
those several persons that are in it; for excepting the slave (and the family is as much a
family, and his power as paterfamilias as great, whether there be any slaves in his
family or no) he has no legislative power of life and death over any of them, and none too
but what a mistress of a family may have as well as he. And he certainly can have
no absolute power over the whole family, who has but a very limited one over every
individual in it. But how a family, or any other society of men, differ from that which is
properly political society, we shall best see, by considering wherein political
society itself consists.
Sect. 87. Man being born, as has been proved, with a title
to perfect freedom, and an uncontrouled enjoyment of all the rights and privileges of the
law of nature, equally with any other man, or number of men in the world, hath by nature a
power, not only to preserve his property, that is, his life, liberty and estate, against
the injuries and attempts of other men; but to judge of, and punish the breaches of that
law in others, as he is persuaded the offence deserves, even with death itself, in crimes
where the heinousness of the fact, in his opinion, requires it. But because no political
society can be, nor subsist, without having in itself the power to preserve the
property, and in order thereunto, punish the offences of all those of that society; there,
and there only is political society, where every one of the members hath quitted
this natural power, resigned it up into the hands of the community in all cases that
exclude him not from appealing for protection to the law established by it. And thus all
private judgment of every particular member being excluded, the community comes to be
umpire, by settled standing rules, indifferent, and the same to all parties; and by men
having authority from the community, for the execution of those rules, decides all the
differences that may happen between any members of that society concerning any matter of
right; and punishes those offences which any member hath committed against the society,
with such penalties as the law has established: whereby it is easy to discern, who are,
and who are not, in political society together. Those who are united into one body,
and have a common established law and judicature to appeal to, with authority to decide
controversies between them, and punish offenders, are in civil society one with
another: but those who have no such common appeal, I mean on earth, are still in the state
of nature, each being, where there is no other, judge for himself, and executioner; which
is, as I have before shewed it, the perfect state of nature.
Sect. 88. And thus the common-wealth comes by a power to
set down what punishment shall belong to the several transgressions which they think
worthy of it, committed amongst the members of that society, (which is the power of
making laws) as well as it has the power to punish any injury done unto any of its
members, by any one that is not of it, (which is the power of war and peace;) and
all this for the preservation of the property of all the members of that society, as far
as is possible. But though every man who has entered into civil society, and is become a
member of any commonwealth, has thereby quitted his power to punish offences, against the
law of nature, in prosecution of his own private judgment, yet with the judgment of
offences, which he has given up to the legislative in all cases, where he can appeal to
the magistrate, he has given a right to the common-wealth to employ his force, for the
execution of the judgments of the common-wealth, whenever he shall be called to it; which
indeed are his own judgments, they being made by himself, or his representative. And
herein we have the original of the legislative and executive power of
civil society, which is to judge by standing laws, how far offences are to be punished,
when committed within the common-wealth; and also to determine, by occasional judgments
founded on the present circumstances of the fact, how far injuries from without are to be
vindicated; and in both these to employ all the force of all the members, when there shall
be need.
Sect. 89. Where-ever therefore any number of men are so
united into one society, as to quit every one his executive power of the law of nature,
and to resign it to the public, there and there only is a political, or civil society.
And this is done, where-ever any number of men, in the state of nature, enter into society
to make one people, one body politic, under one supreme government; or else when any one
joins himself to, and incorporates with any government already made: for hereby he
authorizes the society, or which is all one, the legislative thereof, to make laws for
him, as the public good of the society shall require; to the execution whereof, his own
assistance (as to his own decrees) is due. And this puts men out of a state of
nature into that of a common-wealth, by setting up a judge on earth, with
authority to determine all the controversies, and redress the injuries that may happen to
any member of the commonwealth; which judge is the legislative, or magistrates appointed
by it. And where-ever there are any number of men, however associated, that have no such
decisive power to appeal to, there they are still in the state of nature.
Sect. 90. Hence it is evident, that absolute monarchy,
which by some men is counted the only government in the world, is indeed inconsistent
with civil society, and so can be no form of civil-government at all: for the end
of civil society, being to avoid, and remedy those inconveniencies of the state of
nature, which necessarily follow from every man's being judge in his own case, by setting
up a known authority, to which every one of that society may appeal upon any injury
received, or controversy that may arise, and which every one of the* society ought to
obey; where-ever any persons are, who have not such an authority to appeal to, for the
decision of any difference between them, there those persons are still in the state of
nature; and so is every absolute prince, in respect of those who are under his dominion.
(*The public power of all society is above every soul
contained in the same society; and the principal use of that power is, to give laws unto
all that are under it, which laws in such cases we must obey, unless there be reason
shewed which may necessarily inforce, that the law of reason, or of God, doth enjoin the
contrary, Hook. Eccl. Pol. l. i. sect. 16.)
Sect. 91. For he being supposed to have all, both
legislative and executive power in himself alone, there is no judge to be found, no appeal
lies open to any one, who may fairly, and indifferently, and with authority decide, and
from whose decision relief and redress may be expected of any injury or inconviency, that
may be suffered from the prince, or by his order: so that such a man, however intitled, Czar,
or Grand Signior, or how you please, is as much in the state of nature, with all
under his dominion, as he is with therest of mankind: for where-ever any two men are, who
have no standing rule, and common judge to appeal to on earth, for the determination of
controversies of right betwixt them, there they are still in the state of nature,
and under all the inconveniencies of it,* with only this woful difference to the
subject, or rather slave of an absolute prince: that whereas, in the ordinary state of
nature, he has a liberty to judge of his right, and according to the best of his power, to
maintain it; now, whenever his property is invaded by the will and order of his monarch,
he has not only no appeal, as those in society ought to have, but as if he were degraded
from the common state of rational creatures, is denied a liberty to judge of, or to defend
his right; and so is exposed to all the misery and inconveniencies, that a man can fear
from one, who being in the unrestrained state of nature, is yet corrupted with flattery,
and armed with power.
(*To take away all such mutual grievances, injuries and
wrongs, i.e. such as attend men in the state of nature, there was no way but only
by growing into composition and agreement amongst themselves, by ordaining some kind of
govemment public, and by yielding themselves subject thereunto, that unto whom they
granted authority to rule and govem, by them the peace, tranquillity and happy estate of
the rest might be procured. Men always knew that where force and injury was offered, they
might be defenders of themselves; they knew that however men may seek their own commodity,
yet if this were done with injury unto others, it was not to be suffered, but by all men,
and all good means to be withstood. Finally, they knew that no man might in reason take
upon him to determine his own right, and according to his own determination proceed in
maintenance thereof, in as much as every man is towards himself, and them whom he greatly
affects, partial; and therefore that strifes and troubles would be endless, except they
gave their common consent, all to be ordered by some, whom they should agree upon, without
which consent there would be no reason that one man should take upon him to be lord or
judge over another, Hooker's Eccl. Pol. l. i. sect. 10.)
Sect. 92. For he that thinks absolute power purifies
men's bloods, and corrects the baseness of human nature, need read but the history of
this, or any other age, to be convinced of the contrary. He that would have been insolent
and injurious in the woods of America, would not probably be much better in a
throne; where perhaps learning and religion shall be found out to justify all that he
shall do to his subjects, and the sword presently silence all those that dare question it:
for what the protection of absolute monarchy is, what kind of fathers of their
countries it makes princes to be and to what a degree of happiness and security it carries
civil society, where this sort of government is grown to perfection, he that will look
into the late relation of Ceylon, may easily see.
Sect. 93. In absolute monarchies indeed, as well as
other governments of the world, the subjects have an appeal to the law, and judges to
decide any controversies, and restrain any violence that may happen betwixt the subjects
themselves, one amongst another. This every one thinks necessary, and believes he deserves
to be thought a declared enemy to society and mankind, who should go about to take it
away. But whether this be from a true love of mankind and society, and such a charity as
we owe all one to another, there is reason to doubt: for this is no more than what every
man, who loves his own power, profit, or greatness, may and naturally must do, keep those
animals from hurting, or destroying one another, who labour and drudge only for his
pleasure and advantage; and so are taken care of, not out of any love the master has for
them, but love of himself, and the profit they bring him: for if it be asked, what
security, what fence is there, in such a state, against the violence and
oppression of this absolute ruler? the very question can scarce be borne. They are
ready to tell you, that it deserves death only to ask after safety. Betwixt subject and
subject, they will grant, there must be measures, laws and judges, for their mutual peace
and security: but as for the ruler, he ought to be absolute, and is above
all such circumstances; because he has power to do more hurt and wrong, it is right when
he does it. To ask how you may be guarded from harm, or injury, on that side where the
strongest hand is to do it, is presently the voice of faction and rebellion: as if when
men quitting the state of nature entered into society, they agreed that all of them but
one, should be under the restraint of laws, but that he should still retain all the
liberty of the state of nature, increased with power, and made licentious by impunity.
This is to think, that men are so foolish, that they take care to avoid what mischiefs may
be done them by pole-cats, or foxes; but are content, nay, think it safety,
to be devoured by lions.
Sect. 94. But whatever flatterers may talk to amuse
people's understandings, it hinders not men from feeling; and when they perceive, that any
man, in what station soever, is out of the bounds of the civil society which they are of,
and that they have no appeal on earth against any harm, they may receive from him, they
are apt to think themselves in the state of nature, in respect of him whom they find to be
so; and to take care, as soon as they can, to have that safety and security in civil
society, for which it was first instituted, and for which only they entered into it.
And therefore, though perhaps at first , (as shall be shewed more at large hereafter in
the following part of this discourse) some one good and excellent man having got a pre
-eminency amongst the rest, had this deference paid to his goodness and virtue, as to a
kind of natural authority, that the chief rule, with arbitration of their differences, by
a tacit consent devolved into his hands, without any other caution, but the assurance they
had of his uprightness and wisdom; yet when time, giving authority, and (as some men would
persuade us) sacredness of customs, which the negligent, and unforeseeing innocence of the
first ages began, had brought in successors of another stamp, the people finding their
properties not secure under the government, as then it was, (whereas government has no
other end but the preservation of property) could never be safe nor at rest, nor think
themselves in civil society, till the legislature was placed in collective bodies of
men, call them senate, parliament, or what you please.* By which means every single person
became subject, equally with other the meanest men, to those laws, which he himself, as
part of the legislative, had established; nor could any one, by his own authority; avoid
the force of the law, when once made; nor by any pretence of superiority plead exemption,
thereby to license his own, or the miscarriages of any of his dependents.** No man in
civil society can be exempted from the laws of it: for if any man may do what he
thinks fit, and there be no appeal on earth, for redress or security against any harm he
shall do; I ask, whether he be not perfectly still in the state of nature, and so can be no
part or member of that civil society; unless any one will say, the state of nature and
civil society are one and the same thing, which I have never yet found any one so great a
patron of anarchy as to affirm.
(*At the first, when some certain kind of regiment was
once appointed, it may be that nothing was then farther thought upon for the manner of
goveming, but all permitted unto their wisdom and discretion, which were to rule, till by
experience they found this for all parts very inconvenient, so as the thing which they had
devised for a remedy, did indeed but increase the sore, which it should have cured. They
saw, that to live by one man's will, became the cause of all men's misery. This
constrained them to come unto laws, wherein all men might see their duty beforehand, and
know the penalties of transgressing them. Hooker's Eccl. Pol. l. i. sect.
10.)
(**Civil law being the act of the whole body politic,
cloth therefore over-rule each several part of the same body. Hooker, ibid.)
The Second Treatise of Government
Chapter 8
John Locke
1690
Sect. 95. MEN being, as has been said, by nature, all
free, equal, and independent, no one can be put out of this estate, and subjected to the
political power of another, without his own consent. The only way whereby any one divests
himself of his natural liberty, and puts on the bonds of civil society, is by
agreeing with other men to join and unite into a community for their comfortable, safe,
and peaceable living one amongst another, in a secure enjoyment of their properties, and a
greater security against any, that are not of it. This any number of men may do, because
it injures not the freedom of the rest; they are left as they were in the liberty of the
state of nature. When any number of men have so consented to make one community or
government, they are thereby presently incorporated, and make one body politic,
wherein the majority have a right to act and conclude the rest.
Sect. 96. For when any number of men have, by the consent
of every individual, made a community, they have thereby made that community
one body, with a power to act as one body, which is only by the will and determination of
the majority: for that which acts any community, being only the consent of the
individuals of it, and it being necessary to that which is one body to move one way; it is
necessary the body should move that way whither the greater force carries it, which is the
consent of the majority: or else it is impossible it should act or continue one
body, one community, which the consent of every individual that united into it,
agreed that it should; and so every one is bound by that consent to be concluded by the majority.
And therefore we see, that in assemblies, impowered to act by positive laws, where no
number is set by that positive law which impowers them, the act of the majority
passes for the act of the whole, and of course determines, as having, by the law of nature
and reason, the power of the whole.
Sect. 97. And thus every man, by consenting with others to
make one body politic under one government, puts himself under an obligation, to every one
of that society, to submit to the determination of the majority, and to be
concluded by it; or else this original compact, whereby he with others incorporates
into one society, would signify nothing, and be no compact, if he be left free, and
under no other ties than he was in before in the state of nature. For what appearance
would there be of any compact? what new engagement if he were no farther tied by any
decrees of the society, than he himself thought fit, and did actually consent to? This
would be still as great a liberty, as he himself had before his compact, or any one else
in the state of nature hath, who may submit himself, and consent to any acts of it if he
thinks fit.
Sect. 98. For if the consent of the majority shall
not, in reason, be received as the act of the whole, and conclude every individual;
nothing but the consent of every individual can make any thing to be the act of the whole:
but such a consent is next to impossible ever to be had, if we consider the infirmities of
health, and avocations of business, which in a number, though much less than that of a
common-wealth, will necessarily keep many away from the public assembly. To which if we
add the variety of opinions, and contrariety of interests, which unavoidably happen in all
collections of men, the coming into society upon such terms would be only like Cato's
coming into the theatre, only to go out again. Such a constitution as this would make the
mighty Leviathan of a shorter duration, than the feeblest creatures, and not let it
outlast the day it was bom in: which cannot be supposed, till we can think, that rational
creatures should desire and constitute societies only to be dissolved: for where the majority
cannot conclude the rest, there they cannot act as one body, and consequently will be
immediately dissolved again.
Sect. 99. Whosoever therefore out of a state of nature
unite into a community, must be understood to give up all the power, necessary to
the ends for which they unite into society, to the majority of the community,
unless they expressly agreed in any number greater than the majority. And this is done by
barely agreeing to unite into one political society, which is all the compact
that is, or needs be, between the individuals, that enter into, or make up a commonwealth.
And thus that, which begins and actually constitutes any political society, is
nothing but the consent of any number of freemen capable of a majority to unite and
incorporate into such a society. And this is that, and that only, which did, or could give
beginning to any lawful government in the world.
Sect. 100. To this I find two objections made. First, That
there are no instances to be found in story, of a company of men independent, and equal
one amongst another, that met together, and in this way began and set up a government.
Secondly, It is impossible of right, that men should do so, because all men being born
under government, they are to submit to that, and are not at liberty to begin a new one.
Sect. 101. To the first there is this to answer, That it
is not at all to be wondered, that history gives us but a very little account of
men, that lived together in the state of nature. The inconveniences of that
condition, and the love and want of society, no sooner brought any number of them
together, but they presently united and incorporated, if they designed to continue
together. And if we may not suppose men ever to have been in the state of nature,
because we hear not much of them in such a state, we may as well suppose the armies of Salmanasser
or Xerxes were never children, because we hear little of them, till they were men,
and imbodied in armies. Government is every where antecedent to records, and letters
seldom come in amongst a people till a long continuation of civil society has, by other
more necessary arts, provided for their safety, ease, and plenty: and then they begin to
look after the history of their founders, and search into their original,
when they have outlived the memory of it: for it is with commonwealths as with
particular persons, they are commonly ignorant of their own births and infancies:
and if they know any thing of their original, they are beholden for it, to the
accidental records that others have kept of it. And those that we have, of the beginning
of any polities in the world, excepting that of the Jews, where God himself
immediately interposed, and which favours not at all paternal dominion, are all either
plain instances of such a beginning as I have mentioned, or at least have manifest
footsteps of it.
Sect. 102. He must shew a strange inclination to deny
evident matter of fact, when it agrees not with his hypothesis, who will not allow that
the beginning of Rome and Venice were by the uniting together of
several men free and independent one of another, amongst whom there was no natural
superiority or subjection. And if Josephus Acosta's word may be taken, he tells us,
that in many parts of America there was no government at all. There are great
and apparent conjectures, says he, that these men, speaking of those of Peru,
for a long time had neither kings nor commonwealths, but lived in troops, as they do this
day in Florida, the Cheriquanas, those of Brazil, and many other
nations, which have no certain kings, but as occasion is offered, in peace or war, they
choose their captains as they please, 1. i. c. 25. If it be said, that every man there
was born subject to his father, or the head of his family; that the subjection due from a
child to a father took not away his freedom of uniting into what political society he
thought fit, has been already proved. But be that as it will, these men, it is evident,
were actually free; and whatever superiority some politicians now would place in
any of them, they themselves claimed it not, but by consent were all equal, till by
the same consent they set rulers over themselves. So that their politic societies
all began from a voluntary union, and the mutual agreement of men freely acting in
the choice of their governors, and forms of government.
Sect. 103. And I hope those who went away from Sparta
with Palantus, mentioned by Justin, 1. iii. c. 4. will be
allowed to have been freemen independent one of another, and to have set up a
government over themselves, by their own consent. Thus I have given several examples, out
of history, of people free and in the state of nature, that being met together
incorporated and began a commonwealth. And if the want of such instances be an
argument to prove that government were not, nor could not be so begun, I
suppose the contenders for paternal empire were better let it alone, than urge it against
natural liberty: for if they can give so many instances, out of history, of governments
begun upon paternal right, I think (though at best an argument from what has been, to
what should of right be, has no great force) one might, without any great danger, yield
them the cause. But if I might advise them in the case, they would do well not to search
too much into the original of governments, as they have begun de facto, lest
they should find, at the foundation of most of them, something very little favourable to
the design they promote, and such a power as they contend for.
Sect. 104. But to conclude, reason being plain on our
side, that men are naturally free, and the examples of history shewing, that the governments
of the world, that were begun in peace, had their beginning laid on that foundation, and
were made by the consent of the people; there can be little room for doubt, either
where the right is, or what has been the opinion, or practice of mankind, about the first
erecting of governments.
Sect. 105. I will not deny, that if we look back as far as
history will direct us, towards the original of commonwealths, we shall generally
find them under the government and administration of one man. And I am also apt to
believe, that where a family was numerous enough to subsist by itself, and continued
entire together, without mixing with others, as it often happens, where there is much
land, and few people, the government commonly began in the father: for the father having,
by the law of nature, the same power with every man else to punish, as he thought fit, any
offences against that law, might thereby punish his transgressing children, even when they
were men, and out of their pupilage; and they were very likely to submit to his
punishment, and all join with him against the offender, in their turns, giving him thereby
power to execute his sentence against any transgression, and so in effect make him the
law-maker, and governor over all that remained in conjunction with his family. He was
fittest to be trusted; paternal affection secured their property and interest under his
care; and the custom of obeying him, in their childhood, made it easier to submit to him,
rather than to any other. If therefore they must have one to rule them, as government is
hardly to be avoided amongst men that live together; who so likely to be the man as he
that was their common father; unless negligence, cruelty, or any other defect of mind or
body made him unfit for it? But when either the father died, and left his next heir, for
want of age, wisdom, courage, or any other qualities, less fit for rule; or where several
families met, and consented to continue together; there, it is not to be doubted, but they
used their natural freedom, to set up him, whom they judged the ablest, and most likely,
to rule well over them. Conformable hereunto we find the people of America, who
(living out of the reach of the conquering swords, and spreading domination of the two
great empires of Peru and Mexico) enjoyed their own natural freedom, though,
caeteris paribus, they commonly prefer the heir of their deceased king; yet if they
find him any way weak, or uncapable, they pass him by, and set up the stoutest and bravest
man for their ruler.
Sect. 106. Thus, though looking back as far as records
give us any account of peopling the world, and the history of nations, we commonly find
the government to be in one hand; yet it destroys not that which I affirm, viz.
that the beginning of politic society depends upon the consent of the individuals,
to join into, and make one society; who, when they are thus incorporated, might set up
what form of government they thought fit. But this having given occasion to men to
mistake, and think, that by nature government was monarchical, and belonged to the father,
it may not be amiss here to consider, why people in the beginning generally pitched upon
this form, which though perhaps the father's pre-eminency might, in the first institution
of some commonwealths, give a rise to, and place in the beginning, the power in one hand;
yet it is plain that the reason, that continued the form of government in a
single person, was not any regard, or respect to paternal authority; since all petty
monarchies, that is, almost all monarchies, near their original, have been
commonly, at least upon occasion, elective.
Sect. 107. First then, in the beginning of things, the
father's government of the childhood of those sprung from him, having accustomed them to
the rule of one man, and taught them that where it was exercised with care and
skill, with affection and love to those under it, it was sufficient to procure and
preserve to men all the political happiness they sought for in society. It was no wonder
that they should pitch upon, and naturally run into that form of government, which from
their infancy they had been all accustomed to; and which, by experience, they had found
both easy and safe. To which, if we add, that monarchy being simple, and most
obvious to men, whom neither experience had instructed in forms of government, nor the
ambition or insolence of empire had taught to beware of the encroachments of prerogative,
or the inconveniences of absolute power, which monarchy in succession was apt to lay claim
to, and bring upon them, it was not at all strange, that they should not much trouble
themselves to think of methods of restraining any exorbitances of those to whom they had
given the authority over them, and of balancing the power of government, by placing
several parts of it in different hands. They had neither felt the oppression of tyrannical
dominion, nor did the fashion of the age, nor their possessions, or way of living, (which
afforded little matter for covetousness or ambition) give them any reason to apprehend or
provide against it; and therefore it is no wonder they put themselves into such a frame
of government, as was not only, as I said, most obvious and simple, but also best
suited to their present state and condition; which stood more in need of defence against
foreign invasions and injuries, than of multiplicity of laws. The equality of a simple
poor way of living, confining their desires within the narrow bounds of each man's small
property, made few controversies, and so no need of many laws to decide them, or variety
of officers to superintend the process, or look after the execution of justice, where
there were but few trespasses, and few offenders. Since then those, who like one another
so well as to join into society, cannot but be supposed to have some acquaintance and
friendship together, and some trust one in another; they could not but have greater
apprehensions of others, than of one another: and therefore their first care and thought
cannot but be supposed to be, how to secure themselves against foreign force. It was
natural for them to put themselves under a frame of government which might best
serve to that end, and chuse the wisest and bravest man to conduct them in their wars, and
lead them out against their enemies, and in this chiefly be their ruler.
Sect. 108. Thus we see, that the kings of the Indians
in America, which is still a pattern of the first ages in Asia and Europe,
whilst the inhabitants were too few for the country, and want of people and money gave men
no temptation to enlarge their possessions of land, or contest for wider extent of ground,
are little more than generals of their armies; and though they command absolutely
in war, yet at home and in time of peace they exercise very little dominion, and have but
a very moderate sovereignty, the resolutions of peace and war being ordinarily either in
the people, or in a council. Tho' the war itself, which admits not of plurality of
governors, naturally devolves the command into the king's sole authority.
Sect. 109. And thus in Israel itself, the chief
business of their judges, and first kings, seems to have been to be captains in war,
and leaders of their armies; which (besides what is signified by going out and in
before the people, which was, to march forth to war, and home again in the heads of
their forces) appears plainly in the story of lephtha. The Ammonites making
war upon Israel, the Gileadites in fear send to lephtha, a bastard of
their family whom they had cast off, and article with him, if he will assist them against
the Ammonites, to make him their ruler; which they do in these words, And the
people made him head and captain over them, Judg. xi, ii. which was, as it seems, all
one as to be judge. And he judged Israel, Judg. xii. 7. that is, was their captain-general
six years. So when Jotham upbraids the Shechemites with the
obligation they had to Gideon, who had been their judge and ruler, he tells
them, He fought for you, and adventured his life far, and delivered you out of the
hands of Midian, Judg. ix. 17. Nothing mentioned of him but what he did as a general:
and indeed that is all is found in his history, or in any of the rest of the judges. And Abimelech
particularly is called king, though at most he was but their general. And
when, being weary of the ill conduct of Samuel's sons, the children of Israel
desired a king, like all the nations to judge them, and to go out before them, and to
fight their battles, I. Sam viii. 20. God granting their desire, says to Samuel, I
will send thee a man, and thou shalt anoint him to be captain over my people Israel, that
he may save my people out of the hands of the Philistines, ix. 16. As if the only business
of a king had been to lead out their armies, and fight in their defence; and
accordingly at his inauguration pouring a vial of oil upon him, declares to Saul,
that the Lord had anointed him to be captain over his inheritance, x. 1. And
therefore those, who after Saul's being solemnly chosen and saluted king by
the tribes at Mispah, were unwilling to have him their king, made no other
objection but this, How shall this man save us? v. 27. as if they should have said,
this man is unfit to be our king, not having skill and conduct enough in war, to be
able to defend us. And when God resolved to transfer the government to David, it is in
these words, But now thy kingdom shall not continue: the Lord hath sought him a man
after his own heart, and the Lord hath commanded him to be captain over his people,
xiii. 14. As if the whole kingly authority were nothing else but to be their general:
and therefore the tribes who had stuck to Saul's family, and opposed David's
reign, when they came to Hebron with terms of submission to him, they tell him,
amongst other arguments they had to submit to him as to their king, that he was in effect
their king in Saul's time, and therefore they had no reason but to receive
him as their king now. Also (say they) in time past, when Saul was king over us,
thou wast he that reddest out and broughtest in Israel, and the Lord said unto thee, Thou
shalt feed my people Israel, and thou shalt be a captain over Israel.
Sect. 110. Thus, whether a family by degrees grew
up into a common-wealth, and the fatherly authority being continued on to the elder
son, every one in his turn growing up under it, tacitly submitted to it, and the easiness
and equality of it not offending any one, every one acquiesced, till time seemed to have
confirmed it, and settled a right of succession by prescription: or whether several
families, or the descendants of several families, whom chance, neighbourhood, or business
brought together, uniting into society, the need of a general, whose conduct might defend
them against their enemies in war, and the great confidence the innocence and sincerity of
that poor but virtuous age, (such as are almost all those which begin governments, that
ever come to last in the world) gave men one of another, made the first beginners of
commonwealths generally put the rule into one man's hand, without any other express
limitation or restraint, but what the nature of the thing, and the end of government
required: which ever of those it was that at first put the rule into the hands of a single
person, certain it is no body was intrusted with it but for the public good and safety,
and to those ends, in the infancies of commonwealths, those who had it commonly used it.
And unless they had done so, young societies could not have subsisted; without such
nursing fathers tender and careful of the public weal, all governments would have sunk
under the weakness and infirmities of their infancy, and the prince and the people had
soon perished together.
Sect. 111. But though the golden age (before vain
ambition, and amor sceleratus habendi, evil concupiscence, had corrupted men's
minds into a mistake of true power and honour) had more virtue, and consequently better
governors, as well as less vicious subjects, and there was then no stretching
prerogative on the one side, to oppress the people; nor consequently on the
other, any dispute about privilege, to lessen or restrain the power of the
magistrate,* and so no contest betwixt rulers and people about governors or goveernment:
yet, when ambition and luxury in future ages would retain and increase the power, without
doing the business for which it was given; and aided by flattery, taught princes to have
distinct and separate interests from their people, men found it necessary to examine more
carefully the original and rights of government; and to find out ways to restrain
the exorbitances, and prevent the abuses of that power, which they having
intrusted in another's hands only for their own good, they found was made use of to hurt
them.
(*At first, when some certain kind of regiment was once
approved, it may be nothing was then farther thought upon for the manner of governing, but
all permitted unto their wisdom and discretion which were to rule, till by experience they
found this for all parts very inconvenient, so as the thing which they had devised for a
remedy, did indeed but increase the sore which it should have cured. They saw, that to
live by one man's will, became the cause of all men's misery. This constrained them to
come unto laws wherein all men might see their duty before hand, and know the penalties of
transgressing them. Hooker's Eccl. Pol. l. i. sect. 10.)
Sect. 112. Thus we may see how probable it is, that people
that were naturally free, and by their own consent either submitted to the government of
their father, or united together out of different families to make a government, should
generally put the rule into one man's hands, and chuse to be under the conduct of a
single person, without so much as by express conditions limiting or regulating his
power, which they thought safe enough in his honesty and prudence; though they never
dreamed of monarchy being Jure Divino, which we never heard of among mankind, till
it was revealed to us by the divinity of this last age; nor ever allowed paternal power to
have a right to dominion, or to be the foundation of all government. And thus much may
suffice to shew, that as far as we have any light from history, we have reason to
conclude, that all peaceful beginnings of government have been laid in the
consent of the people. I say peaceful, because I shall have occasion in another
place to speak of conquest, which some esteem a way of beginning of governments. The
other objection I find urged against the beginning of polities, in the way I have
mentioned, is this, viz.
Sect. 113. That all men being born under government,
some or other, it is impossible any of them should ever be free, and at liberty to unite
together, and begin a new one, or ever be able to erect a lawful government. If this
argument be good; I ask, how came so many lawful monarchies into the world? for if any
body, upon this supposition, can shew me any one man in any age of the world free
to begin a lawful monarchy, I will be bound to shew him ten other free men at
liberty, at the same time to unite and begin a new government under a regal, or any other
form; it being demonstration, that if any one, born under the dominion of another,
may be so free as to have a right to command others in a new and distinct empire,
every one that is born under the dominion of another may be so free too, and
may become a ruler, or subject, of a distinct separate government. And so by this their
own principle, either all men, however born, are free, or else there is but
one lawful prince, one lawful government in the world. And then they have nothing to do,
but barely to shew us which that is; which when they have done, I doubt not but all
mankind will easily agree to pay obedience to him.
Sect. 114. Though it be a sufficient answer to their
objection, to shew that it involves them in the same difficulties that it doth those they
use it against; yet I shall endeavour to discover the weakness of this argument a little
farther. All men, say they, are born under government, and therefore they cannot
be at liberty to begin a new one. Every one is born a subject to his father, or his
prince, and is therefore under the perpetual tie of subjection and allegiance. It is
plain mankind never owned nor considered any such natural subjection that they were
born in, to one or to the other that tied them, without their own consents, to a
subjection to them and their heirs.
Sect. 115. For there are no examples so frequent in
history, both sacred and profane, as those of men withdrawing themselves, and their
obedience, from the jurisdiction they were born under, and the family or community they
were bred up in, and setting up new governments in other places; from whence sprang
all that number of petty commonwealths in the beginning of ages, and which always
multiplied, as long as there was room enough, till the stronger, or more fortunate,
swallowed the weaker; and those great ones again breaking to pieces, dissolved into lesser
dominions. All which are so many testimonies against paternal sovereignty, and plainly
prove, that it was not the natural right of the father descending to his heirs, that made
governments in the beginning, since it was impossible, upon that ground, there should have
been so many little kingdoms; all must have been but only one universal monarchy, if men
had not been at liberty to separate themselves from their families, and the
government, be it what it will, that was set up in it, and go and make distinct
commonwealths and other governments, as they thought fit.
Sect. 116. This has been the practice of the world from
its first beginning to this day; nor is it now any more hindrance to the freedom of
mankind, that they are born under constituted and ancient polities, that have
established laws, and set forms of government, than if they were born in the woods,
amongst the unconfined inhabitants, that run loose in them: for those, who would persuade
us, that by being born under any government, we are naturally subjects to it, and
have no more any title or pretence to the freedom of the state of nature, have no other
reason (bating that of paternal power, which we have already answered) to produce for it,
but only, because our fathers or progenitors passed away their natural liberty, and
thereby bound up themselves and their posterity to a perpetual subjection to the
government, which they themselves submitted to. It is true, that whatever engagements or
promises any one has made for himself, he is under the obligation of them, but cannot,
by any compact whatsoever, bind his children or posterity: for his son, when
a man, being altogether as free as the father, any act of the father can no more give
away the liberty of the son, than it can of any body else: he may indeed annex such
conditions to the land, he enjoyed as a subject of any common-wealth, as may oblige his
son to be of that community, if he will enjoy those possessions which were his father's;
because that estate being his father's property, he may dispose, or settle it, as he
pleases.
Sect. 117. And this has generally given the occasion to
mistake in this matter; because commonwealths not permitting any part of their dominions
to be dismembered, nor to be enjoyed by any but those of their community, the son cannot
ordinarily enjoy the possessions of his father, but under the same terms his father did,
by becoming a member of the society; whereby he puts himself presently under the
government he finds there established, as much as any other subject of that common-wealth.
And thus the consent of freemen, born under government, which only makes them
members of it, being given separately in their turns, as each comes to be of age, and
not in a multitude together; people take no notice of it, and thinking it not done at all,
or not necessary, conclude they are naturally subjects as they are men.
Sect. 118. But, it is plain, governments themselves
understand it otherwise; they claim no power over the son, because of that they had
over the father; nor look on children as being their subjects, by their fathers being
so. If a subject of England have a child, by an English woman in France,
whose subject is he? Not the king of England's; for he must have leave to be
admitted to the privileges of it: nor the king of France's; for how then has his
father a liberty to bring him away, and breed him as he pleases? and who ever was judged
as a traytor or deserter, if he left, or warred against a country, for being
barely born in it of parents that were aliens there? It is plain then, by the practice of
governments themselves, as well as by the law of right reason, that a child is born a
subject of no country or government. He is under his father's tuition and authority,
till he comes to age of discretion; and then he is a freeman, at liberty what government
he will put himself under, what body politic he will unite himself to: for if an Englishman's
son, born in France, be at liberty, and may do so, it is evident there is no tie
upon him by his father's being a subject of this kingdom; nor is he bound up by any
compact of his ancestors. And why then hath not his son, by the same reason, the same
liberty, though he be born any where else? Since the power that a father hath naturally
over his children, is the same, where-ever they be born, and the ties of natural
obligations, are not bounded by the positive limits of kingdoms and commonwealths.
Sect. 119. Every man being, as has been shewed, naturally
free, and nothing being able to put him into subjection to any earthly power, but only
his own consent; it is to be considered, what shall be understood to be a sufficient
declaration of a man's consent, to make him subject to the laws of any
government. There is a common distinction of an express and a tacit consent, which will
concern our present case. No body doubts but an express consent, of any man
entering into any society, makes him a perfect member of that society, a subject of that
government. The difficulty is, what ought to be looked upon as a tacit consent, and
how far it binds, i.e. how far any one shall be looked on to have consented, and
thereby submitted to any government, where he has made no expressions of it at all. And to
this I say, that every man, that hath any possessions, or enjoyment, of any part of the
dominions of any government, cloth thereby give his tacit consent, and is as far
forth obliged to obedience to the laws of that government, during such enjoyment, as any
one under it; whether this his possession be of land, to him and his heirs for ever, or a
lodging only for a week; or whether it be barely travelling freely on the highway; and in
effect, it reaches as far as the very being of any one within the territories of that
government.
Sect. 120. To understand this the better, it is fit to
consider, that every man, when he at first incorporates himself into any commonwealth, he,
by his uniting himself thereunto, annexed also, and submits to the community, those
possessions, which he has, or shall acquire, that do not already belong to any other
government: for it would be a direct contradiction, for any one to enter into society with
others for the securing and regulating of property; and yet to suppose his land, whose
property is to be regulated by the laws of the society, should be exempt from the
jurisdiction of that government, to which he himself, the proprietor of the land, is a
subject. By the same act therefore, whereby any one unites his person, which was before
free, to any common-wealth, by the same he unites his possessions, which were before free,
to it also; and they become, both of them, person and possession, subject to the
government and dominion of that common-wealth, as long as it hath a being. VVhoever
therefore, from thenceforth, by inheritance, purchase, permission, or otherways, enjoys
any part of the land, so annexed to, and under the government of that
common-wealth, must take it with the condition it is under; that is, of submitting
to the government of the common-wealth, under whose jurisdiction it is, as far forth
as any subject of it.
Sect. 121. But since the government has a direct
jurisdiction only over the land, and reaches the possessor of it, (before he has actually
incorporated himself in the society) only as he dwells upon, and enjoys that; the
obligation any one is under, by virtue of such enjoyment, to submit to the
government, begins and ends with the enjoyment; so that whenever the owner, who has
given nothing but such a tacit consent to the government, will, by donation, sale,
or otherwise, quit the said possession, he is at liberty to go and incorporate himself
into any other common-wealth; or to agree with others to begin a new one, in vacuis
locis, in any part of the world, they can find free and unpossessed: whereas he, that
has once, by actual agreement, and any express declaration, given his consent
to be of any common- wealth, is perpetually and indispensably obliged to be, and remain
unalterably a subject to it, and can never be again in the liberty of the state of nature;
unless, by any calamity, the government he was under comes to be dissolved; or else by
some public act cuts him off from being any longer a member of it.
Sect. 122. But submitting to the laws of any country,
living quietly, and enjoying privileges and protection under them, makes not a man a
member of that society: this is only a local protection and homage due to and from all
those, who, not being in a state of war, come within the territories belonging to any
government, to all parts whereof the force of its laws extends. But this no more makes
a man a member of that society, a perpetual subject of that common-wealth, than it
would make a man a subject to another, in whose family he found it convenient to abide for
some time; though, whilst he continued in it, he were obliged to comply with the laws, and
submit to the government he found there. And thus we see, that foreigners, by
living all their lives under another government, and enjoying the privileges and
protection of it, though they are bound, even in conscience, to submit to its
administration, as far forth as any denison; yet do not thereby come to be subjects or
members of that common- wealth. Nothing can make any man so, but his actually entering
into it by positive engagement, and express promise and compact. This is that, which I
think, concerning the beginning of political societies, and that consent which makes
any one a member of any common-wealth.
The Second Treatise of Government
Chapter 9
John Locke
1690
Sect. 123. IF man in the state of nature be so free, as
has been said; if he be absolute lord of his own person and possessions, equal to the
greatest, and subject to no body, why will he part with his freedom? why will he give up
this empire, and subject himself to the dominion and controul of any other power? To which
it is obvious to answer, that though in the state of nature he hath such a right, yet the
enjoyment of it is very uncertain, and constantly exposed to the invasion of others: for
all being kings as much as he, every man his equal, and the greater part no strict
observers of equity and justice, the enjoyment of the property he has in this state is
very unsafe, very unsecure. This makes him willing to quit a condition, which, however
free, is full of fears and continual dangers: and it is not without reason, that he seeks
out, and is willing to join in society with others, who are already united, or have a mind
to unite, for the mutual preservation of their lives, liberties and estates, which
I call by the general name, property.
Sect. 124. The great and chief end, therefore, of
men's uniting into commonwealths, and putting themselves under government, is the
preservation of their property. To which in the state of nature there are many things
wanting. First, There wants an established, settled, known law,
received and allowed by common consent to be the standard of right and wrong, and the
common measure to decide all controversies between them: for though the law of nature be
plain and intelligible to all rational creatures; yet men being biassed by their interest,
as well as ignorant for want of study of it, are not apt to allow of it as a law binding
to them in the application of it to their particular cases.
Sect. 125. Secondly, In the state of nature there
wants a known and indifferent judge, with authority to determine all differences
according to the established law: for every one in that state being both judge and
executioner of the law of nature, men being partial to themselves, passion and revenge is
very apt to carry them too far, and with too much heat, in their own cases; as well as
negligence, and unconcernedness, to make them too remiss in other men's.
Sect. 126. Thirdly, In the state of nature there
often wants power to back and support the sentence when right, and to give
it due execution, They who by any injustice offended, will seldom fail, where they
are able, by force to make good their injustice; such resistance many times makes the
punishment dangerous, and frequently destructive, to those who attempt it.
Sect. 127. Thus mankind, notwithstanding all the
privileges of the state of nature, being but in an ill condition, while they remain in it,
are quickly driven into society. Hence it comes to pass, that we seldom find any number of
men live any time together in this state. The inconveniencies that they are therein
exposed to, by the irregular and uncertain exercise of the power every man has of
punishing the transgressions of others, make them take sanctuary under the established
laws of government, and therein seek the preservation of their property. It is this
makes them so willingly give up every one his single power of punishing, to be exercised
by such alone, as shall be appointed to it amongst them; and by such rules as the
community, or those authorized by them to that purpose, shall agree on. And in this we
have the original right and rise of both the legislative and executive power,
as well as of the governments and societies themselves.
Sect. 128. For in the state of nature, to omit the liberty
he has of innocent delights, a man has two powers. The first is to do whatsoever he thinks
fit for the preservation of himself, and others within the permission of the law of
nature: by which law, common to them all, he and all the rest of mankind are one
community, make up one society, distinct from all other creatures. And were it not for
the corruption and vitiousness of degenerate men, there would be no need of any other; no
necessity that men should separate from this great and natural community, and by positive
agreements combine into smaller and divided associations. The other power a man has in the
state of nature, is the power to punish the crimes committed against that law. Both
these he gives up, when he joins in a private, if I may so call it, or particular politic
society, and incorporates into any common-wealth, separate from the rest of mankind.
Sect. 129. The first power, viz. of doing whatsoever he
thought for the preservation of himself, and the rest of mankind, he gives up
to be regulated by laws made by the society, so far forth as the preservation of himself,
and the rest of that society shall require; which laws of the society in many things
confine the liberty he had by the law of nature.
Sect. 130. Secondly, The power of punishing
he wholly gives up, and engages his natural force, (which he might before employ in
the execution of the law of nature, by his own single authority, as he thought fit) to
assist the executive power of the society, as the law thereof shall require: for being now
in a new state, wherein he is to enjoy many conveniencies, from the labour, assistance,
and society of others in the same community, as well as protection from its whole
strength; he is to part also with as much of his natural liberty, in providing for
himself, as the good, prosperity, and safety of the society shall require; which is not
only necessary, but just, since the other members of the society do the like.
Sect. 131. But though men, when they enter into society,
give up the equality, liberty, and executive power they had in the state of nature, into
the hands of the society, to be so far disposed of by the legislative, as the good of the
society shall require; yet it being only with an intention in every one the better to
preserve himself, his liberty and property; (for no rational creature can be supposed to
change his condition with an intention to be worse) the power of the society, or legislative
constituted by them, can never be supposed to extend farther, than the common good;
but is obliged to secure every one's property, by providing against those three defects
above mentioned, that made the state of nature so unsafe and uneasy. And so whoever has
the legislative or supreme power of any common-wealth, is bound to govern by established standing
laws, promulgated and known to the people, and not by extemporary decrees; by indifferent
and upright judges, who are to decide controversies by those laws; and to employ
the force of the community at home, only in the execution of such laws, or abroad
to prevent or redress foreign injuries, and secure the community from inroads and
invasion. And all this to be directed to no other end, but the peace, safety,
and public good of the people.
The Second Treatise of Government
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1690
Sect. 132. THE majority having, as has been shewed, upon
men's first uniting into society, the whole power of the community naturally in them, may
employ all that power in making laws for the community from time to time, and executing
those laws by officers of their own appointing; and then the form of the government
is a perfect democracy: or else may put the power of making laws into the hands of
a few select men, and their heirs or successors; and then it is an oligarchy: or
else into the hands of one man, and then it is a monarchy: if to him and his heirs,
it is an hereditary monarchy: if to him only for life, but upon his death the power
only of nominating a successor to return to them; an elective monarchy. And so
accordingly of these the community may make compounded and mixed forms of government, as
they think good. And if the legislative power be at first given by the majority to one or
more persons only for their lives, or any limited time, and then the supreme power to
revert to them again; when it is so reverted, the community may dispose of it again anew
into what hands they please, and so constitute a new form of government: for the form
of government depending upon the placing the supreme power, which is the legislative,
it being impossible to conceive that an inferior power should prescribe to a superior, or
any but the supreme make laws, according as the power of making laws is placed, such is the
form of the common-wealth.
Sect. 133. By common-wealth, I must be understood
all along to mean, not a democracy, or any form of government, but any independent
community, which the Latines signified by the word civitas, to which the
word which best answers in our language, is common-wealth, and most properly
expresses such a society of men, which community or city in English does not; for
there may be subordinate communities in a government; and city amongst us has a quite
different notion from common-wealth: and therefore, to avoid ambiguity, I crave leave to
use the word common-wealth in that sense, in which I find it used by King James
the first; and I take it to be its genuine signification; which if any body dislike, I
consent with him to change it for a better.
The Second Treatise of Government
Chapter 11
John Locke
1690
Sect. 134. THE great end of men's entering into society,
being the enjoyment of their properties in peace and safety, and the great instrument and
means of that being the laws established in that society; the first and fundamental
positive law of all commonwealths is the establishing of the legislative power;
as the first and fundamental natural law, which is to govern even the legislative
itself, is the preservation of the society, and (as far as will consist with the
public good) of every person in it. This legislative is not only the supreme
power of the common-wealth, but sacred and unalterable in the hands where the
community have once placed it; nor can any edict of any body else, in what form soever
conceived, or by what power soever backed, have the force and obligation of a law,
which has not its sanction from that legislative which the public has chosen
and appointed: for without this the law could not have that, which is absolutely necessary
to its being a law, the consent of the society, over whom no body can have a power
to make laws, but by their own consent,* and by authority received from them; and
therefore all the obedience, which by the most solemn ties any one can be obliged
to pay, ultimately terminates in this supreme power, and is directed by those laws
which it enacts: nor can any oaths to any foreign power whatsoever, or any domestic
subordinate power, discharge any member of the society from his obedience to the
legislative, acting pursuant to their trust; nor oblige him to any obedience contrary
to the laws so enacted, or farther than they do allow; it being ridiculous to imagine one
can be tied ultimately to obey any power in the society, which is not the
supreme.
(*The lawful power of making laws to command whole politic
societies of men, belonging so properly unto the same intire societies, that for any
prince or potentate of what kind soever upon earth, to exercise the same of himself, and
not by express commission immediately and personally received from God, or else by
authority derived at the first from their consent, upon whose persons they impose laws, it
is no better than mere tyranny. Laws they are not therefore which public approbation hath
not made so. Hooker's Eccl. Pol. l. i. sect. 10. Of this point therefore we
are to note, that sith men naturally have no full and perfect power to command whole
politic multitudes of men, therefore utterly without our consent, we could in such sort be
at no man's commandment living. And to be commanded we do consent, when that society,
whereof we be a part, hath at any time before consented, without revoking the same after
by the like universal agreement. Laws therefore human, of what kind so ever, are available
by consent. Ibid.)
Sect. 135. Though the legislative, whether placed
in one or more, whether it be always in being, or only by intervals, though it be the supreme
power in every common-wealth; yet, First, It is not, nor can possibly be
absolutely arbitrary over the lives and fortunes of the people: for it being but
the joint power of every member of the society given up to that person, or assembly, which
is legislator; it can be no more than those persons had in a state of nature before they
entered into society, and gave up to the community: for no body can transfer to another
more power than he has in himself; and no body has an absolute arbitrary power over
himself, or over any other, to destroy his own life, or take away the life or property of
another. A man, as has been proved, cannot subject himself to the arbitrary power of
another; and having in the state of nature no arbitrary power over the life, liberty, or
possession of another, but only so much as the law of nature gave him for the preservation
of himself, and the rest of mankind; this is all he cloth, or can give up to the
common-wealth, and by it to the legislative power, so that the legislative can have
no more than this. Their power, in the utmost bounds of it, is limited to the public
good of the society. It is a power, that hath no other end but preservation, and
therefore can never have a right to destroy, enslave, or designedly to impoverish the
subjects.* The obligations of the law of nature cease not in society, but only in many
cases are drawn closer, and have by human laws known penalties annexed to them, to inforce
their observation. Thus the law of nature stands as an eternal rule to all men, legislators
as well as others. The rules that they make for other men's actions, must, as well
as their own and other men's actions, be conformable to the law of nature, i.e. to the
will of God, of which that is a declaration, and the fundamental law of nature
being the preservation of mankind, no human sanction can be good, or valid against
it.
(*Two foundations there are which bear up public
societies; the one a natural inclination, whereby all men desire sociable life and
fellowship; the other an order, expresly or secretly agreed upon, touching the manner of
their union in living together: the latter is that which we call the law of a common-
weal, the very soul of a politic body, the parts whereof are by law animated, held
together, and set on work in such actions as the common good requireth. Laws politic,
ordained for external order and regiment amongst men, are never framed as they should be,
unless presuming the will of man to be inwardly obstinate, rebellious, and averse from all
obedience to the sacred laws of his nature; in a word, unless presuming man to be, in
regard of his depraved mind, little better than a wild beast, they do accordingly provide,
notwithstanding, so to frame his outward actions, that they be no hindrance unto the
common good, for which societies are instituted. Unless they do this, they are not
perfect. Hooker's Eccl. Pol. l. i. sect. 10.)
Sect. 136. Secondly, The legislative, or
supreme authority, cannot assume to its self a power to rule by extemporary arbitrary
decrees,* but is bound to dispense justice, and decide the rights of the subject by
promulgated standing laws, and known authorized judges: for the law of nature being
unwritten, and so no where to be found but in the minds of men, they who through passion
or interest shall miscite, or misapply it, cannot so easily be convinced of their mistake
where there is no established judge: and so it serves not, as it ought, to determine the
rights, and fence the properties of those that live under it, especially where every one
is judge, interpreter, and executioner of it too, and that in his own case: and he that
has right on his side, having ordinarily but his own single strength, hath not force
enough to defend himself from injuries, or to punish delinquents. To avoid these
inconveniences, which disorder men's propperties in the state of nature, men unite into
societies, that they may have the united strength of the whole society to secure and
defend their properties, and may have standing rules to bound it, by which every
one may know what is his. To this end it is that men give up all their natural power to
the society which they enter into, and the community put the legislative power into such
hands as they think fit, with this trust, that they shall be governed by declared laws,
or else their peace, quiet, and property will still be at the same uncertainty, as it was
in the state of nature.
(*Human laws are measures in respect of men whose actions
they must direct, howbeit such measures they are as have also their higher rules to be
measured by, which rules are two, the law of God, and the law of nature; so that laws
human must be made according to the general laws of nature, and without contradiction to
any positive law of scripture, otherwise they are ill made. Hooker's Eccl. Pol. l.
iii. sect. 9. To constrain men to any thing inconvenient cloth seem unreasonable. Ibid.
l. i. sect. 10.)
Sect. 137. Absolute arbitrary power, or governing without settled
standing laws, can neither of them consist with the ends of society and government,
which men would not quit the freedom of the state of nature for, and tie themselves up
under, were it not to preserve their lives, liberties and fortunes, and by stated rules
of right and property to secure their peace and quiet. It cannot be supposed that they
should intend, had they a power so to do, to give to any one, or more, an absolute
arbitrary power over their persons and estates, and put a force into the magistrate's
hand to execute his unlimited will arbitrarily upon them. This were to put themselves into
a worse condition than the state of nature, wherein they had a liberty to defend their
right against the injuries of others, and were upon equal terms of force to maintain it,
whether invaded by a single man, or many in combination. Whereas by supposing they have
given up themselves to the absolute arbitrary power and will of a legislator, they
have disarmed themselves, and armed him, to make a prey of them when he pleases; he being
in a much worse condition, who is exposed to the arbitrary power of one man, who has the
command of 100,000, than he that is exposed to the arbitrary power of 100,000 single men;
no body being secure, that his will, who has such a command, is better than that of other
men, though his force be 100,000 times stronger. And therefore, whatever form the
common-wealth is under, the ruling power ought to govern by declared and received
laws, and not by extemporary dictates and undetermined resolutions: for then
mankind will be in a far worse condition than in the state of nature, if they shall have
armed one, or a few men with the joint power of a multitude, to force them to obey at
pleasure the exorbitant and unlimited decrees of their sudden thoughts, or unrestrained,
and till that moment unknown wills, without having any measures set down which may guide
and justify their actions: for all the power the government has, being only for the good
of the society, as it ought not to be arbitrary and at pleasure, so it ought to be
exercised by established and promulgated laws; that both the people may know their
duty, and be safe and secure within the limits of the law; and the rulers too kept within
their bounds, and not be tempted, by the power they have in their hands, to employ it to
such purposes, and by such measures, as they would not have known, and own not willingly.
Sect. 138. Thirdly, The supreme power cannot
take from any man any part of his property without his own consent: for the
preservation of property being the end of government, and that for which men enter into
society, it necessarily supposes and requires, that the people should have property,
without which they must be supposed to lose that, by entering into society, which was the
end for which they entered into it; too gross an absurdity for any man to own. Men
therefore in society having property, they have such a right to the goods, which by
the law of the community are their's, that no body hath a right to take their substance or
any part of it from them, without their own consent: without this they have no property
at all; for I have truly no property in that, which another can by right take from
me, when he pleases, against my consent. Hence it is a mistake to think, that the supreme
or legislative power of any common- wealth, can do what it will, and dispose of the
estates of the subject arbitrarily, or take any part of them at pleasure. This is
not much to be feared in governments where the legislative consists, wholly or in
part, in assemblies which are variable, whose members, upon the dissolution of the
assembly, are subjects under the common laws of their country, equally with the rest. But
in governments, where the legislative is in one lasting assembly always in being,
or in one man, as in absolute monarchies, there is danger still, that they will think
themselves to have a distinct interest from the rest of the community; and so will be apt
to increase their own riches and power, by taking what they think fit from the people: for
a man's property is not at all secure, tho' there be good and equitable laws to set
the bounds of it between him and his fellow subjects, if he who commands those subjects
have power to take from any private man, what part he pleases of his property, and
use and dispose of it as he thinks good.
Sect. 139. But government, into whatsoever hands it
is put, being, as I have before shewed, intrusted with this condition, and for this end,
that men might have and secure their properties; the prince, or senate, however it
may have power to make laws, for the regulating of property between the subjects
one amongst another, yet can never have a power to take to themselves the whole, or any
part of the subjects property, without their own consent: for this would be in
effect to leave them no property at all. And to let us see, that even absolute
power, where it is necessary, is not arbitrary by being absolute, but is still
limited by that reason, and confined to those ends, which required it in some cases to be
absolute, we need look no farther than the common practice of martial discipline: for the
preservation of the army, and in it of the whole common-wealth, requires an absolute
obedience to the command of every superior officer, and it is justly death to disobey
or dispute the most dangerous or unreasonable of them; but yet we see, that neither the
serjeant, that could command a soldier to march up to the mouth of a cannon, or stand in a
breach, where he is almost sure to perish, can command that soldier to give him one penny
of his money; nor the general, that can condemn him to death for deserting his
post, or for not obeying the most desperate orders, can yet, with all his absolute power
of life and death, dispose of one farthing of that soldier's estate, or seize one jot of
his goods; whom yet he can command any thing, and hang for the least disobedience; because
such a blind obedience is necessary to that end, for which the commander has his power,
viz. the preservation of the rest; but the disposing of his goods has nothing to do with
it.
Sect. 140. It is true, governments cannot be supported
without great charge, and it is fit every one who enjoys his share of the protection,
should pay out of his estate his proportion for the maintenance of it. But still it must
be with his own consent, i.e. the consent of the majority, giving it either by themselves,
or their representatives chosen by them: for if any one shall claim a power to lay
and levy taxes on the people, by his own authority, and without such consent of the
people, he thereby invades the fundamental law of property, and subverts the end of
government: for what property have I in that, which another may by right take, when he
pleases, to himself?
Sect. 141. Fourthly, The legislative cannot
transfer the power of making laws to any other hands: for it being but a delegated
power from the people, they who have it cannot pass it over to others. The people alone
can appoint the form of the common-wealth, which is by constituting the legislative, and
appointing in whose hands that shall be. And when the people have said, We will submit to
rules, and be governed by laws made by such men, and in such forms, no body else
can say other men shall make laws for them; nor can the people be bound by any laws,
but such as are enacted by those whom they have chosen, and authorized to make laws
for them. The power of the legislative, being derived from the people by a positive
voluntary grant and institution, can be no other than what that positive grant conveyed,
which being only to make laws, and not to make legislators, the legislative
can have no power to transfer their authority of making laws, and place it in other hands.
Sect. 142. These are the bounds which the trust,
that is put in them by the society, and the law of God and nature, have set to the
legislative power of every common-wealth, in all forms of government. First, They are
to govern by promulgated established laws, not to be varied in particular cases,
but to have one rule for rich and poor, for the favourite at court, and the country man at
plough. Secondly, These laws also ought to be designed for no other end
ultimately, but the good of the people. Thirdly, They must not raise taxes
on the property of the people, without the consent of the people, given by
themselves, or their deputies. And this properly concerns only such governments where the legislative
is always in being, or at least where the people have not reserved any part of the
legislative to deputies, to be from time to time chosen by themselves. Fourthly, The legislative
neither must nor can transfer the power of making laws to any body else, or place
it any where, but where the people have.
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Sect. 143. THE legislative power is that, which has
a right to direct how the force of the common-wealth shall be employed for
preserving the community and the members of it. But because those laws which are
constantly to be executed, and whose force is always to continue, may be made in a little
time; therefore there is no need, that the legislative should be always in being,
not having always business to do. And because it may be too great a temptation to human
frailty, apt to grasp at power, for the same persons, who have the power of making laws,
to have also in their hands the power to execute them, whereby they may exempt themselves
from obedience to the laws they make, and suit the law, both in its making, and execution,
to their own private advantage, and thereby come to have a distinct interest from the rest
of the community, contrary to the end of society and government: therefore in well ordered
commonwealths, where the good of the whole is so con sidered, as it ought, the legislative
power is put into the hands of divers persons, who duly assembled, have by themselves, or
jointly with others, a power to make laws, which when they have done, being separated
again, they are themselves subject to the laws they have made; which is a new and near tie
upon them, to take care, that they make them for the public good.
Sect. 144. But because the laws, that are at once, and in
a short time made, have a constant and lasting force, and need a perpetual execution,
or an attendance thereunto; therefore it is necessary there should be a power always in
being, which should see to the execution of the laws that are made, and remain in
force. And thus the legislative and executive power come often to be
separated.
Sect. 145. There is another power in every
common-wealth, which one may call natural, because it is that which answers to the
power every man naturally had before he entered into society: for though in a
common-wealth the members of it are distinct persons still in reference to one another,
and as such as governed by the laws of the society; yet in reference to the rest of
mankind, they make one body, which is, as every member of it before was, still in the
state of nature with the rest of mankind. Hence it is, that the controversies that happen
between any man of the society with those that are out of it, are managed by the public;
and an injury done to a member of their body, engages the whole in the reparation of it.
So that under this consideration, the whole community is one body in the state of nature,
in respect of all other states or persons out of its community.
Sect. 146. This therefore contains the power of war and
peace, leagues and alliances, and all the transactions, with all persons and communities
without the common-wealth, and may be called federative, if any one pleases. So the
thing be understood, I am indifferent as to the name.
Sect. 147. These two powers, executive and federative,
though they be really distinct in themselves, yet one comprehending the execution
of the municipal laws of the society within its self, upon all that are parts of
it; the other the management of the security and interest of the public without,
with all those that it may receive benefit or damage from, yet they are always almost
united. And though this federative power in the well or ill management of it be of
great moment to the common-wealth, yet it is much less capable to be directed by
antecedent, standing, positive laws, than the executive; and so must necessarily be
left to the prudence and wisdom of those, whose hands it is in, to be managed for the
public good: for the laws that concern subjects one amongst another, being to
direct their actions, may well enough precede them. But what is to be done in
reference to foreigners, depending much upon their actions, and the variation of
designs and interests, must be left in great part to the prudence of
those, who have this power committed to them, to be managed by the best of their skill,
for the advantage of the common-wealth.
Sect. 148. Though, as I said, the executive and federative
power of every community be really distinct in themselves, yet they are hardly to be
separated, and placed at the same time, in the hands of distinct persons: for both of them
requiring the force of the society for their exercise, it is almost impracticable to place
the force of the common-wealth in distinct, and not subordinate hands; or that the executive
and federative power should be placed in persons, that might act separately,
whereby the force of the public would be under different commands: which would be apt some
time or other to cause disorder and ruin.
The Second Treatise of Government
Chapter 13
John Locke
1690
Sect. 149. THOUGH in a constituted common-wealth, standing
upon its own basis, and acting according to its own nature, that is, acting for the
preservation of the community, there can be but one supreme power, which is the
legislative, to which all the rest are and must be subordinate, yet the legislative
being only a fiduciary power to act for certain ends, there remains still in the people
a supreme power to remove or alter the legislative, when they find the legislative
act contrary to the trust reposed in them: for all power given with trust for the
attaining an end, being limited by that end, whenever that end is manifestly
neglected, or opposed, the trust must necessarily be forfeited, and the
power devolve into the hands of those that gave it, who may place it anew where they shall
think best for their safety and security. And thus the community perpetually retains
a supreme power of saving themselves from the attempts and designs of any body, even
of their legislators, whenever they shall be so foolish, or so wicked, as to lay and carry
on designs against the liberties and properties of the subject: for no man or society of
men, having a power to deliver up their preservation, or consequently the means of
it, to the absolute will and arbitrary dominion of another; when ever any one shall go
about to bring them into such a slavish condition, they will always have a right to
preserve, what they have not a power to part with; and to rid themselves of those, who
invade this fundamental, sacred, and unalterable law of self-preservation, for
which they entered into society. And thus the community may be said in this respect
to be always the supreme power, but not as considered under any form of government,
because this power of the people can never take place till the government be dissolved.
Sect. 150. In all cases, whilst the government subsists,
the legislative is the supreme power: for what can give laws to another, must needs
be superior to him; and since the legislative is no otherwise legislative of the society,
but by the right it has to make laws for all the parts, and for every member of the
society, prescribing rules to their actions, and giving power of execution, where they are
transgressed, the legislative must needs be the supreme, and all other
powers, in any members or parts of the society, derived from and subordinate to it.
Sect. 151. In some commonwealths, where the legislative
is not always in being, and the executive is vested in a single person, who has
also a share in the legislative; there that single person in a very tolerable sense may
also be called supreme: not that he has in himself all the supreme power, which is
that of law-making; but because he has in him the supreme execution, from whom all
inferior magistrates derive all their several subordinate powers, or at least the greatest
part of them: having also no legislative superior to him, there being no law to be made
without his consent, which cannot be expected should ever subject him to the other part of
the legislative, he is properly enough in this sense supreme. But yet it is
to be observed, that though oaths of allegiance and fealty are taken to him, it is
not to him as supreme legislator, but as supreme executor of the law, made by a
joint power of him with others; allegiance being nothing but an obedience
according to law, which when he violates, he has no right to obedience, nor can claim
it otherwise than as the public person vested with the power of the law, and so is to be
considered as the image, phantom, or representative of the common-wealth, acted by the
will of the society, declared in its laws; and thus he has no will, no power, but that of
the law. But when he quits this representation, this public will, and acts by his own
private will, he degrades himself, and is but a single private person without power, and
without will, that has any right to obedience; the members owing no obedience
but to the public will of the society.
Sect. 152. The executive power, placed any where
but in a person that has also a share in the legislative, is visibly subordinate and
accountable to it, and may be at pleasure changed and displaced; so that it is not the supreme
executive power, that is exempt from subordination, but the supreme
executive power vested in one, who having a share in the legislative, has no distinct
superior legislative to be subordinate and accountable to, farther than he himself shall
join and consent; so that he is no more subordinate than he himself shall think fit, which
one may certainly conclude will be but very little. Of other ministerial and subordinate
powers in a commonwealth, we need not speak, they being so multiplied with infinite
variety, in the different customs and constitutions of distinct commonwealths, that it is
impossible to give a particular account of them all. Only thus much, which is necessary to
our present purpose, we may take notice of concerning them, that they have no manner of
authority, any of them, beyond what is by positive grant and commission delegated to them,
and are all of them accountable to some other power in the common-wealth.
Sect. 153. It is not necessary, no, nor so much as
convenient, that the legislative should be always in being; but absolutely
necessary that the executive power should, because there is not always need of new
laws to be made, but always need of execution of the laws that are made. When the legislative
hath put the execution of the laws, they make, into other hands, they have a power
still to resume it out of those hands, when they find cause, and to punish for any
maladministration against the laws. The same holds also in regard of the federative
power, that and the executive being both ministerial and subordinate to the legislative,
which, as has been shewed, in a constituted common-wealth is the supreme. The legislative
also in this case being supposed to consist of several persons, (for if it be a single
person, it cannot but be always in being, and so will, as supreme, naturally have the
supreme executive power, together with the legislative) may assemble, and exercise
their legislature, at the times that either their original constitution, or their own
adjournment, appoints, or when they please; if neither of these hath appointed any time,
or there be no other way prescribed to convoke them: for the supreme power being placed in
them by the people, it is always in them, and they may exercise it when they please,
unless by their original constitution they are limited to certain seasons, or by an act of
their supreme power they have adjourned to a certain time; and when that time comes, they
have a right to assemble and act again.
Sect. 154. If the legislative, or any part of it,
be made up of representatives chosen for that time by the people, which afterwards return
into the ordinary state of subjects, and have no share in the legislature but upon a new
choice, this power of chusing must also be exercised by the people, either at certain
appointed seasons, or else when they are summoned to it; and in this latter case ' the
power of convoking the legislative is ordinarily placed in the executive, and has one of
these two limitations in respect of time: that either the original constitution requires
their assembling and acting at certain intervals, and then the executive
power does nothing but ministerially issue directions for their electing and assembling,
according to due forms; or else it is left to his prudence to call them by new elections,
when the occasions or exigencies of the public require the amendment of old, or making of
new laws, or the redress or prevention of any inconveniencies, that lie on, or threaten
the people.
Sect. 155. It may be demanded here, What if the executive
power, being possessed of the force of the common-wealth, shall make use of that force to
hinder the meeting and acting of the legislative, when the original
constitution, or the public exigencies require it? I say, using force upon the people
without authority, and contrary to the trust put in him that does so, is a state of war
with the people, who have a right to reinstate their legislative in the exercise
of their power: for having erected a legislative, with an intent they should exercise the
power of making laws, either at certain set times, or when there is need of it, when they
are hindered by any force from what is so necessary to the society, and wherein the safety
and preservation of the people consists, the people have a right to remove it by force. In
all states and conditions, the true remedy of force without authority, is to oppose
force to it. The use of force without authority, always puts him that uses
it into a state of war, as the aggressor, and renders him liable to be treated
accordingly.
Sect. 156. The power of assembling and dismissing the
legislative, placed in the executive, gives not the executive a superiority over it,
but is a fiduciary trust placed in him, for the safety of the people, in a case where the
uncertainty and variableness of human affairs could not bear a steady fixed rule: for it
not being possible, that the first framers of the government should, by any foresight, be
so much masters of future events, as to be able to prefix so just periods of return and
duration to the assemblies of the legislative, in all times to come, that might
exactly answer all the exigencies of the common- wealth; the best remedy could be found
for this defect, was to trust this to the prudence of one who was always to be present,
and whose business it was to watch over the public good. Constant frequent meetings of
the legislative, and long continuations of their assemblies, without necessary
occasion, could not but be burdensome to the people, and must necessarily in time produce
more dangerous inconveniencies, and yet the quick turn of affairs might be sometimes such
as to need their present help: any delay of their convening might endanger the
public; and sometimes too their business might be so great, that the limited time of their
sitting might be too short for their work, and rob the public of that benefit which could
be had only from their mature deliberation. What then could be done in this case to
prevent the community from being exposed some time or other to eminent hazard, on one side
or the other, by fixed intervals and periods, set to the meeting and acting of the
legislative, but to intrust it to the prudence of some, who being present, and
acquainted with the state of public affairs, might make use of this prerogative for the
public good? and where else could this be so well placed as in his hands, who was
intrusted with the execution of the laws for the same end? Thus supposing the regulation
of times for the assembling and sitting of the legislative, not settled by the
original constitution, it naturally fell into the hands of the executive, not as an
arbitrary power depending on his good pleasure, but with this trust always to have it
exercised only for the public weal, as the occurrences of times and change of affairs
might require. Whether settled periods of their convening, or a liberty left
to the prince for convoking the legislative, or perhaps a mixture of both, hath the
least inconvenience attending it, it is not my business here to inquire, but only to shew,
that though the executive power may have the prerogative of convoking and dissolving
such conventions of the legislative, yet it is not thereby superior to it.
Sect. 157. Things of this world are in so constant a flux,
that nothing remains long in the same state. Thus people, riches, trade, power, change
their stations, flourishing mighty cities come to ruin, and prove in times neglected
desolate corners, whilst other unfrequented places grow into populous countries, filled
with wealth and inhabitants. But things not always changing equally, and private interest
often keeping up customs and privileges, when the reasons of them are ceased, it often
comes to pass, that in governments, where part of the legislative consists of representatives
chosen by the people, that in tract of time this representation becomes very unequal
and disproportionate to the reasons it was at first established upon. To what gross
absurdities the following of custom, when reason has left it, may lead, we may be
satisfied, when we see the bare name of a town, of which there remains not so much as the
ruins, where scarce so much housing as a sheepcote, or more inhabitants than a shepherd is
to be found, sends as many representatives to the grand assembly of law-makers, as
a whole county numerous in people, and powerful in riches. This strangers stand amazed at,
and every one must confess needs a remedy; tho' most think it hard to find one, because
the constitution of the legislative being the original and supreme act of the society,
antecedent to all positive laws in it, and depending wholly on the people, no inferior
power can alter it. And therefore the people, when the legislative is once
constituted, having, in such a government as we have been speaking of, no power
to act as long as the government stands; this inconvenience is thought incapable of a
remedy.
Sect. 158. Salus populi suprema lex, is certainly
so just and fundamental a rule, that he, who sincerely follows it, cannot dangerously err.
If therefore the executive, who has the power of convoking the legislative, observing
rather the true proportion, than fashion of representation, regulates, not by old
custom, but true reason, the number of members, in all places that have a right to
be distinctly represented, which no part of the people however incorporated can pretend
to, but in proportion to the assistance which it affords to the public, it cannot be
judged to have set up a new legislative, but to have restored the old and true one, and to
have rectified the disorders which succession of time had insensibly, as well as
inevitably introduced: For it being the interest as well as intention of the people, to
have a fair and equal representative; whoever brings it nearest to that, is an
undoubted friend to, and establisher of the government, and cannot miss the consent and
approbation of the community. Prerogative being nothing but a power, in the hands
of the prince, to provide for the public good, in such cases, which depending upon
unforeseen and uncertain occurrences, certain and unalterable laws could not safely
direct; whatsoever shall be done manifestly for the good of the people, and the
establishing the government upon its true foundations, is, and always will be, just prerogative,
The power of erecting new corporations, and therewith new representatives, carries
with it a supposition, that in time the measures of representation might vary, and
those places have a just right to be represented which before had none; and by the same
reason, those cease to have a right, and be too inconsiderable for such a privilege, which
before had it. 'Tis not a change from the present state, which perhaps corruption or decay
has introduced, that makes an inroad upon the government, but the tendency of it to injure
or oppress the people, and to set up one part or party, with a distinction from, and an
unequal subjection of the rest. Whatsoever cannot but be acknowledged to be of advantage
to the society, and people in general, upon just and lasting measures, will always, when
done, justify itself; and whenever the people shall chuse their representatives upon
just and undeniably equal measures, suitable to the original frame of the
government, it cannot be doubted to be the will and act of the society, whoever permitted
or caused them so to do.
The Second Treatise of Government
Chapter 14
John Locke
1690
Sect. 159. WHERE the legislative and executive power are
in distinct hands, (as they are in all moderated monarchies, and well-framed governments)
there the good of the society requires, that several things should be left to the
discretion of him that has the executive power: for the legislators not being able to
foresee, and provide by laws, for all that may be useful to the community, the executor of
the laws having the power in his hands, has by the common law of nature a right to make
use of it for the good of the society, in many cases, where the municipal law has given no
direction, till the legislative can conveniently be assembled to provide for it. Many
things there are, which the law can by no means provide for; and those must necessarily be
left to the discretion of him that has the executive power in his hands, to be ordered by
him as the public good and advantage shall require: nay, it is fit that the laws
themselves should in some cases give way to the executive power, or rather to this
fundamental law of nature and government, viz. That as much as may be, all
the members of the society are to be preserved: for since many accidents may
happen, wherein a strict and rigid observation of the laws may do harm; (as not to pull
down an innocent man's house to stop the fire, when the next to it is burning) and a man
may come sometimes within the reach of the law, which makes no distinction of persons, by
an action that may deserve reward and pardon; 'tis fit the ruler should have a power, in
many cases, to mitigate the severity of the law, and pardon some offenders: for the end
of government being the preservation of all, as much as may be, even the guilty
are to be spared, where it can prove no prejudice to the innocent.
Sect. 160. This power to act according to discretion, for
the public good, without the prescription of the law, and sometimes even against it, is
that which is called prerogative: for since in some governments the lawmaking power
is not always in being, and is usually too numerous, and so too slow, for the dispatch
requisite to execution; and because also it is impossible to foresee, and so by laws to
provide for, all accidents and necessities that may concern the public, or to make such
laws as will do no harm, if they are executed with an inflexible rigour, on all occasions,
and upon all persons that may come in their way; therefore there is a latitude left to the
executive power, to do many things of choice which the laws do not prescribe.
Sect. 161. This power, whilst employed for the benefit of
the community, and suitably to the trust and ends of the government, is undoubted
prerogative, and never is questioned: for the people are very seldom or never
scrupulous or nice in the point; they are far from examining prerogative, whilst it
is in any tolerable degree employed for the use it was meant, that is, for the good of the
people, and not manifestly against it: but if there comes to be a question between
the executive power and the people, about a thing claimed as a prerogative;
the tendency of the exercise of such prerogative to the good or hurt of the people,
will easily decide that question.
Sect. 162. It is easy to conceive, that in the infancy of
governments, when commonwealths differed little from families in number of people, they
differed from them too but little in number of laws: and the governors, being as the
fathers of them, watching over them for their good, the government was almost all prerogative.
A few established laws served the turn, and the discretion and care of the ruler supplied
the rest. But when mistake or flattery prevailed with weak princes to make use of this
power for private ends of their own, and not for the public good, the people were fain by
express laws to get prerogative determined in those points wherein they found disadvantage
from it: and thus declared limitations of prerogative were by the people found
necessary in cases which they and their ancestors had left, in the utmost latitude, to the
wisdom of those princes who made no other but a right use of it, that is, for the good of
their people.
Sect. 163. And therefore they have a very wrong notion of
government, who say, that the people have encroached upon the prerogative, when
they have got any part of it to be defined by positive laws: for in so doing they have not
pulled from the prince any thing that of right belonged to him, but only declared, that
that power which they indefi